China Southern Airlines ADR Each representing 50 Class H Ord: Ownership

Ownership Information
Shares Outstanding 50.00 Mil
Institutional Ownership (%)3.43
Top 10 Institutions (%)3.10
Mutual Fund Ownership (%).05
5%/Insider Ownership (%)99.46
Float (%).54
Ownership Activity
Description# of HoldersShares
Total Positions 281,714,604
New Positions60
Soldout Positions180
Net Position Change-15-5,903
Buyers14503,951
Sellers29-509,854
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
Horizon Asset Management, Inc. 464,730 383,347 471.0 6,214,295 0.9 0.1 09-30-09
Invesco PowerShares Capital Management LLC 393,357 17,787 4.7 972,439 0.8 0.0 09-30-09
Shah Capital Management, Inc. 323,550 0 0.0 595,332 0.7 9.7 09-30-09
Claymore Advisors, LLC 83,239 3,974 5.0 208,716 0.2 0.0 09-30-09
Dimensional Fund Advisors, LP 54,527 -21,307 -28.1 -197,542 0.1 0.0 09-30-09
D. E. Shaw & Co., L.P. 52,257 -32,237 -38.2 -354,520 0.1 0.0 09-30-09
Franklin Global Advisers 51,025 -5,550 -9.8 16,298 0.1 0.0 09-30-09
Zebra Capital Management, L.L.C. 43,853 37,152 554.4 600,074 0.1 0.3 09-30-09
First Trust Portfolios L.P. 42,351 6,449 18.0 168,083 0.1 0.0 09-30-09
Van Kampen Asset Management 27,160 -5,475 -16.8 -26,566 0.1 0.0 09-30-09
Renaissance Technologies Corp. 25,650 15,200 145.5 259,692 0.1 0.0 09-30-09
UBS Securities LLC 21,525 5,069 30.8 110,471 0.0 0.0 09-30-09
Jane Street Capital, L.L.C. 21,164 -117,347 -84.7 -1,601,570 0.0 0.0 09-30-09
Goldman Sachs & Company, Inc. 17,982 -75,732 -80.8 -1,025,647 0.0 0.0 09-30-09
ProFund Advisors LLC 17,172 -5,196 -23.2 -41,044 0.0 0.0 09-30-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 2/10/2010 2:15 AM Eastern Time