ZBB Energy Corp: Ownership

Ownership Information
Shares Outstanding 12.00 Mil
Institutional Ownership (%)23.03
Top 10 Institutions (%)23.00
Mutual Fund Ownership (%)1.85
5%/Insider Ownership (%)8.68
Float (%)91.32
Ownership Activity
Description# of HoldersShares
Total Positions 92,763,893
New Positions30
Soldout Positions50
Net Position Change-11,488,729
Buyers41,584,334
Sellers5-95,605
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
Heartland Advisors, Inc. 1,041,667 1,041,667 100.0 1,447,917 8.4 0.1 09-30-09
Ardsley Partners 781,462 416,667 114.2 648,478 6.3 0.3 09-30-09
AWM Investment Company, Inc. 688,727 0 0.0 130,859 5.6 0.2 09-30-09
Firelake Capital Management, LLC 101,000 101,000 100.0 136,350 0.8 0.3 12-31-08
J.P. Morgan Securities Inc. 96,663 0 0.0 18,366 0.8 0.0 09-30-09
Northern Trust Global Investments 25,000 25,000 100.0 34,750 0.2 0.0 09-30-09
First Wilshire Securities Management, Inc. 12,000 0 0.0 2,280 0.1 0.0 09-30-09
Amundi Asset Management 9,274 0 0.0 1,762 0.1 0.0 09-30-09
California Public Employees' Retirement System 8,100 0 0.0 1,539 0.1 0.0 09-30-09
Delaware Street Capital, L.L.C. 0 -10,000 -100.0 -22,200 0.0 0.0 12-31-08
Deutsche Asset Management Americas 0 -87 -100.0 -74 0.0 0.0 06-30-09
Oppenheimer Asset Management Inc. 0 -10,400 -100.0 -14,040 0.0 0.0 03-31-09
UBS O'Connor, L.L.C. 0 -74,200 -100.0 -89,040 0.0 0.0 09-30-09
UBS Securities LLC 0 -918 -100.0 -1,102 0.0 0.0 09-30-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 2/10/2010 8:43 AM Eastern Time