Van Kampen Trust for Inv Grade New York Munis: Ownership
| Ownership Information |
| Shares Outstanding |
15.00 Mil | | Institutional Ownership (%) | 3.64 | | Top 10 Institutions (%) | 3.60 | | Mutual Fund Ownership (%) | .00 | | 5%/Insider Ownership (%) | .00 | | Float (%) | .00 |
| Ownership Activity |
| Description | # of Holders | Shares |
| Total Positions |
16 | 545,849 | | New Positions | 3 | 0 | | Soldout Positions | 14 | 0 | | Net Position Change | -10 | -237,647 | | Buyers | 6 | 69,999 | | Sellers | 16 | -307,646 |
| advertisement |
|
|
|---|
| Institution Name |
Shs Held |
Shs Chg |
%Chg |
$Chg* |
%Out |
%Port |
Rpt Date |
| Sit Investment Associates, Inc. |
195,500 |
-26,200 |
-11.8 |
181,525 |
1.3 |
0.1 |
09-30-09 |
| Claymore Advisors, LLC |
189,553 |
18,456 |
10.8 |
700,118 |
1.3 |
0.1 |
09-30-09 |
| RBC Capital Markets Wealth Management |
36,766 |
-500 |
-1.3 |
87,043 |
0.2 |
0.0 |
09-30-09 |
| Horizon Asset Management, Inc. |
34,788 |
34,788 |
100.0 |
503,730 |
0.2 |
0.0 |
09-30-09 |
| Lucas Capital Management, L.L.C. |
21,025 |
0 |
0.0 |
53,193 |
0.1 |
0.1 |
09-30-09 |
| Wells Fargo Securities, LLC |
14,871 |
0 |
0.0 |
37,624 |
0.1 |
0.0 |
09-30-09 |
| UBS Securities LLC |
13,650 |
0 |
0.0 |
34,535 |
0.1 |
0.0 |
09-30-09 |
| Shufro, Rose & Co., LLC |
11,573 |
0 |
0.0 |
29,280 |
0.1 |
0.0 |
09-30-09 |
| Harris Investment Management, Inc. |
10,100 |
10,100 |
100.0 |
143,925 |
0.1 |
0.0 |
12-31-09 |
| Bank of America Merrill Lynch (US) |
6,855 |
4,100 |
148.8 |
66,338 |
0.0 |
0.0 |
09-30-09 |
| RiverSource Investments, LLC |
3,255 |
55 |
1.7 |
8,892 |
0.0 |
0.0 |
09-30-09 |
| Metropolitan Life Insurance Co. (US) |
2,500 |
2,500 |
100.0 |
36,200 |
0.0 |
0.0 |
09-30-09 |
| PNC Wealth Management |
1,900 |
0 |
0.0 |
4,807 |
0.0 |
0.0 |
09-30-09 |
| Bartlett & Company |
1,700 |
0 |
0.0 |
4,301 |
0.0 |
0.0 |
09-30-09 |
| Fifth Third Asset Management Inc. |
1,486 |
0 |
0.0 |
3,759 |
0.0 |
0.0 |
09-30-09 |
- *Category Headings:
- Shs Held - shares held at report date
- Shs Chg - position change within reporting period
- %Chg - % change
- $Chg - market value of the position change
- %Out - % of shares outstanding
- %Port - % Portfolio
- Rpt Date - report date
Page generated 2/10/2010 1:53 AM Eastern Time