Tortoise Capital Resources Corp: Ownership
| Ownership Information |
| Shares Outstanding |
9.00 Mil | | Institutional Ownership (%) | 7.65 | | Top 10 Institutions (%) | 6.70 | | Mutual Fund Ownership (%) | .00 | | 5%/Insider Ownership (%) | .00 | | Float (%) | .00 |
| Ownership Activity |
| Description | # of Holders | Shares |
| Total Positions |
19 | 688,936 | | New Positions | 4 | 0 | | Soldout Positions | 14 | 0 | | Net Position Change | -8 | -380,973 | | Buyers | 10 | 286,499 | | Sellers | 18 | -667,472 |
| advertisement |
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| Institution Name |
Shs Held |
Shs Chg |
%Chg |
$Chg* |
%Out |
%Port |
Rpt Date |
| Oppenheimer Asset Management Inc. |
180,750 |
86,750 |
92.3 |
785,570 |
2.0 |
0.1 |
09-30-09 |
| Linscomb & Williams, Inc. |
90,787 |
7,663 |
9.2 |
244,473 |
1.0 |
0.2 |
09-30-09 |
| Morgan Stanley Smith Barney LLC |
87,796 |
87,796 |
100.0 |
572,430 |
1.0 |
0.0 |
09-30-09 |
| Bard Associates Inc. |
51,100 |
51,100 |
100.0 |
333,172 |
0.6 |
0.3 |
09-30-09 |
| Davenport Asset Management |
46,600 |
-1,000 |
-2.1 |
-6,520 |
0.5 |
0.0 |
12-31-09 |
| Denver Investment Advisors LLC |
44,525 |
0 |
0.0 |
104,189 |
0.5 |
0.0 |
09-30-09 |
| Vanguard Group, Inc. |
27,075 |
0 |
0.0 |
63,356 |
0.3 |
0.0 |
09-30-09 |
| Renaissance Technologies Corp. |
26,700 |
-24,500 |
-47.9 |
-39,932 |
0.3 |
0.0 |
09-30-09 |
| Wells Fargo Securities, LLC |
23,680 |
23,095 |
3,947.9 |
151,949 |
0.3 |
0.0 |
09-30-09 |
| Sterneck Capital Management, LLC |
22,050 |
22,050 |
100.0 |
143,766 |
0.2 |
0.0 |
12-31-09 |
| BlackRock Institutional Trust Company, N.A. |
16,746 |
170 |
1.0 |
39,896 |
0.2 |
0.0 |
09-30-09 |
| Stifel Nicolaus Investment Advisors |
15,810 |
1,450 |
10.1 |
43,056 |
0.2 |
0.0 |
09-30-09 |
| Deutsche Asset Management Americas |
15,400 |
-7,316 |
-32.2 |
5,455 |
0.2 |
0.0 |
09-30-09 |
| UMB Investment Advisors |
13,850 |
0 |
0.0 |
32,409 |
0.2 |
0.0 |
09-30-09 |
| RBC Capital Markets Wealth Management |
10,677 |
6,256 |
141.5 |
51,134 |
0.1 |
0.0 |
09-30-09 |
- *Category Headings:
- Shs Held - shares held at report date
- Shs Chg - position change within reporting period
- %Chg - % change
- $Chg - market value of the position change
- %Out - % of shares outstanding
- %Port - % Portfolio
- Rpt Date - report date
Page generated 2/9/2010 11:12 PM Eastern Time