Harris & Harris Group Inc: Ownership

Ownership Information
Shares Outstanding 31.00 Mil
Institutional Ownership (%)26.66
Top 10 Institutions (%)19.20
Mutual Fund Ownership (%)1.95
5%/Insider Ownership (%)4.78
Float (%)95.22
Ownership Activity
Description# of HoldersShares
Total Positions 718,265,855
New Positions90
Soldout Positions280
Net Position Change-15-489,806
Buyers341,081,716
Sellers49-1,571,522
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
Dimensional Fund Advisors, LP 1,276,280 -11,761 -0.9 467,471 4.1 0.0 09-30-09
BlackRock Institutional Trust Company, N.A. 999,146 70,813 7.6 832,482 3.2 0.0 09-30-09
Shufro, Rose & Co., LLC 590,600 -5,300 -0.9 217,153 1.9 0.6 09-30-09
Invesco PowerShares Capital Management LLC 572,462 -21,097 -3.6 117,439 1.9 0.0 09-30-09
Vanguard Group, Inc. 562,240 19,931 3.7 352,339 1.8 0.0 09-30-09
State Street Global Advisors (US) 470,623 142,308 43.3 1,027,318 1.5 0.0 09-30-09
Royce & Associates, LLC 436,000 436,000 100.0 1,992,520 1.4 0.0 12-31-09
Gagnon Securities LLC 361,813 50,000 16.0 -295,346 1.2 0.4 12-31-09
Essex Investment Management Company, LLC 348,629 -39,594 -10.2 -833,159 1.1 0.1 12-31-09
Putnam Investment Management, L.L.C. 339,688 -500 -0.1 139,754 1.1 0.0 09-30-09
H. G. Wellington Capital Management 226,499 7,774 3.6 140,452 0.7 1.0 09-30-09
Granahan Investment Management, Inc. 208,300 3,100 1.5 -330,569 0.7 0.0 12-31-09
TIAA-CREF 172,963 0 0.0 72,645 0.6 0.0 09-30-09
Harvey Capital Management Inc. 170,000 38,000 28.8 -48,100 0.6 0.6 12-31-09
Northern Trust Investments, N.A. 167,105 22,662 15.7 202,303 0.5 0.0 09-30-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 2/10/2010 10:44 AM Eastern Time