TICC Capital Corp: Ownership

Ownership Information
Shares Outstanding 27.00 Mil
Institutional Ownership (%)28.58
Top 10 Institutions (%)19.10
Mutual Fund Ownership (%)2.03
5%/Insider Ownership (%)1.83
Float (%)98.18
Ownership Activity
Description# of HoldersShares
Total Positions 657,716,463
New Positions130
Soldout Positions190
Net Position Change4-2,239,818
Buyers371,978,082
Sellers33-4,217,900
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
BlackRock Institutional Trust Company, N.A. 1,025,596 104,686 11.4 1,107,791 3.8 0.0 09-30-09
Vanguard Group, Inc. 600,716 136,164 29.3 978,935 2.2 0.0 09-30-09
Wellington Management Company, LLP 576,834 -1,826,138 -76.0 -7,689,864 2.2 0.0 09-30-09
Harvest Capital Strategies LLC 487,783 -71,452 -12.8 -7,800 1.8 0.6 09-30-09
Confluence Investment Management LLC 475,485 0 0.0 480,240 1.8 0.6 12-31-09
Carret Asset Management, LLC 462,596 46,564 11.2 496,783 1.7 0.3 09-30-09
Acadian Asset Management LLC 446,300 428,800 2,450.3 2,172,177 1.7 0.0 09-30-09
State Street Global Advisors (US) 435,737 199,172 84.2 1,152,862 1.6 0.0 09-30-09
Grantham, Mayo, Van Otterloo & Co., L.L.C. 352,500 -234,914 -40.0 -813,896 1.3 0.0 09-30-09
Sanders Morris Harris Group Inc 267,385 -399 -0.1 166,693 1.0 0.8 09-30-09
Thomson Horstmann & Bryant, Inc. 174,400 174,400 100.0 1,055,120 0.7 0.1 12-31-09
Northern Trust Investments, N.A. 161,653 131,618 438.2 682,277 0.6 0.0 09-30-09
Invesco PowerShares Capital Management LLC 160,777 -50,172 -23.8 -119,969 0.6 0.0 09-30-09
TIAA-CREF 160,208 880 0.6 104,812 0.6 0.0 09-30-09
Morgan Stanley Smith Barney LLC 118,891 118,891 100.0 599,211 0.4 0.0 09-30-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 2/9/2010 11:43 PM Eastern Time