TICC Capital Corp: Ownership

Ownership Information
Shares Outstanding 27.00 Mil
Institutional Ownership (%)23.33
Top 10 Institutions (%)17.00
Mutual Fund Ownership (%)2.13
5%/Insider Ownership (%)1.83
Float (%)98.18
Ownership Activity
Description# of HoldersShares
Total Positions 566,299,347
New Positions130
Soldout Positions310
Net Position Change-17-632,397
Buyers312,031,814
Sellers48-2,664,211
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
Barclays Global Investors, N.A. 920,910 883,429 2,357.0 3,930,030 3.4 0.0 06-30-09
Grantham, Mayo, Van Otterloo & Co., L.L.C. 587,414 -150,000 -20.3 9,547 2.2 0.0 06-30-09
Harvest Capital Strategies LLC 487,783 -71,452 -12.8 -7,800 1.8 0.6 09-30-09
Confluence Investment Management LLC 475,485 0 0.0 299,555 1.8 0.5 09-30-09
Vanguard Group, Inc. 464,552 43,506 10.3 575,013 1.7 0.0 06-30-09
Acadian Asset Management LLC 446,300 428,800 2,450.3 2,172,177 1.7 0.0 09-30-09
Carret Asset Management, LLC 416,032 -3,591 -0.9 366,021 1.6 0.3 06-30-09
SMH Capital Advisors, Inc. 286,114 -4,987 -1.7 -118,785 1.1 10.9 09-30-08
Sanders Morris Harris Group Inc 267,385 -399 -0.1 166,693 1.0 0.7 09-30-09
State Street Global Advisors (US) 236,565 236,565 100.0 1,043,252 0.9 0.0 06-30-09
Invesco PowerShares Capital Management LLC 210,949 37,920 21.9 324,684 0.8 0.0 06-30-09
TIAA-CREF 160,208 880 0.6 104,812 0.6 0.0 09-30-09
Raymond James & Associates, Inc. 122,479 35 0.0 111,578 0.5 0.0 06-30-09
UBS Securities LLC 103,383 6,111 6.3 92,080 0.4 0.0 09-30-09
Bridgeway Capital Management, Inc. 86,600 86,600 100.0 381,906 0.3 0.0 06-30-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 11/25/2009 7:18 AM Eastern Time