Rock of Ages Corp: Ownership

Ownership Information
Shares Outstanding 5.00 Mil
Institutional Ownership (%)35.66
Top 10 Institutions (%)34.70
Mutual Fund Ownership (%).07
5%/Insider Ownership (%)50.11
Float (%)49.89
Ownership Activity
Description# of HoldersShares
Total Positions 151,783,094
New Positions10
Soldout Positions30
Net Position Change-121,980
Buyers532,561
Sellers6-10,581
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
North Star Investment Management Corporation 696,540 4,075 0.6 -119,547 14.5 1.6 12-31-09
Dimensional Fund Advisors, LP 311,831 -4,679 -1.5 327,138 6.5 0.0 09-30-09
Advisory Research, Inc. 226,354 0 0.0 244,463 4.7 0.0 09-30-09
Kennedy Capital Management, Inc. 192,249 154 0.1 207,946 4.0 0.0 09-30-09
Vanguard Group, Inc. 111,006 0 0.0 119,887 2.3 0.0 09-30-09
Al Frank Asset Management, Inc. 73,717 -4,865 -6.2 69,592 1.5 0.1 09-30-09
Raffles Capital Management, L.P. 62,324 0 0.0 67,310 1.3 0.1 09-30-09
Rock Point Advisors, LLC 25,789 1,000 4.0 29,912 0.5 0.1 09-30-09
Northern Trust Investments, N.A. 18,188 11,422 168.8 43,172 0.4 0.0 09-30-09
Great Oaks Capital Management, LLC 15,910 15,910 100.0 49,957 0.3 0.0 09-30-09
Bank of America Merrill Lynch (US) 13,814 0 0.0 14,919 0.3 0.0 09-30-09
California Public Employees' Retirement System 13,400 0 0.0 14,472 0.3 0.0 09-30-09
State Street Global Advisors (US) 11,698 0 0.0 12,634 0.2 0.0 09-30-09
Northern Trust Global Investments 10,110 0 0.0 10,918 0.2 0.0 09-30-09
UBS Securities LLC 164 -330 -66.8 -503 0.0 0.0 09-30-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 2/10/2010 6:05 AM Eastern Time