Royce Micro-Cap Trust Inc: Ownership
| Ownership Information |
| Shares Outstanding |
27.00 Mil | | Institutional Ownership (%) | 8.85 | | Top 10 Institutions (%) | 6.50 | | Mutual Fund Ownership (%) | .00 | | 5%/Insider Ownership (%) | .00 | | Float (%) | .00 |
| Ownership Activity |
| Description | # of Holders | Shares |
| Total Positions |
37 | 2,389,231 | | New Positions | 9 | 0 | | Soldout Positions | 16 | 0 | | Net Position Change | -6 | 1,037,811 | | Buyers | 17 | 1,418,885 | | Sellers | 23 | -381,074 |
| advertisement |
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|---|
| Institution Name |
Shs Held |
Shs Chg |
%Chg |
$Chg* |
%Out |
%Port |
Rpt Date |
| Gramercy Advisors, L.L.C. |
335,733 |
335,733 |
100.0 |
2,450,851 |
1.2 |
1.2 |
09-30-09 |
| Punch & Associates Investment Management, Inc. |
242,883 |
242,883 |
100.0 |
1,773,046 |
0.9 |
0.7 |
09-30-09 |
| Doliver Capital Advisors, L.P. |
229,475 |
219,275 |
2,149.8 |
1,613,866 |
0.8 |
1.7 |
09-30-09 |
| Brown Advisory Securities, LLC |
203,851 |
0 |
0.0 |
199,774 |
0.7 |
0.2 |
06-30-09 |
| Wolverine Asset Management, L.L.C. |
155,048 |
155,048 |
100.0 |
931,838 |
0.6 |
0.1 |
06-30-09 |
| Cornerstone Advisors, Inc. |
146,356 |
34,723 |
31.1 |
397,485 |
0.5 |
0.8 |
09-30-09 |
| Banc of America Securities Merrill Lynch |
144,922 |
106,040 |
272.7 |
824,250 |
0.5 |
0.0 |
09-30-09 |
| Morgan Stanley & Co. Inc. |
106,384 |
31,559 |
42.2 |
262,998 |
0.4 |
0.0 |
06-30-09 |
| North Star Asset Management Inc. |
95,335 |
95,335 |
100.0 |
695,946 |
0.3 |
0.1 |
09-30-09 |
| RBC Capital Markets Wealth Management |
93,537 |
27,341 |
41.3 |
229,191 |
0.3 |
0.0 |
06-30-09 |
| North Star Investment Management Corporation |
82,250 |
82,250 |
100.0 |
600,425 |
0.3 |
0.6 |
09-30-09 |
| TFS Capital, L.L.C. |
81,935 |
-8,055 |
-9.0 |
57,286 |
0.3 |
0.1 |
09-30-09 |
| FCA Corp. |
73,042 |
0 |
0.0 |
94,225 |
0.3 |
0.4 |
09-30-09 |
| Wells Fargo Securities, LLC |
63,799 |
-39,666 |
-38.3 |
-136,997 |
0.2 |
0.0 |
06-30-09 |
| Concert Wealth Management Inc. |
61,344 |
23,100 |
60.4 |
176,310 |
0.2 |
0.3 |
06-30-09 |
- *Category Headings:
- Shs Held - shares held at report date
- Shs Chg - position change within reporting period
- %Chg - % change
- $Chg - market value of the position change
- %Out - % of shares outstanding
- %Port - % Portfolio
- Rpt Date - report date
Page generated 11/25/2009 6:11 AM Eastern Time