Roche Holding 144A ADR: Ownership

Ownership Information
Shares Outstanding 2.81 Bil
Institutional Ownership (%).85
Top 10 Institutions (%).70
Mutual Fund Ownership (%).78
5%/Insider Ownership (%)19.87
Float (%)80.13
Ownership Activity
Description# of HoldersShares
Total Positions 8623,847,252
New Positions70
Soldout Positions410
Net Position Change-28-1,549,321
Buyers401,163,427
Sellers68-2,712,748
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
Fisher Investments 12,217,270 -42,423 -0.3 77,843,032 0.4 1.7 09-30-09
McLean Budden Ltd. 1,910,840 -165,500 -8.0 6,756,147 0.1 0.5 09-30-09
Thornburg Investment Management, Inc. 1,509,500 -7,543 -0.5 -697,234 0.1 0.2 06-30-09
Philadelphia International Advisors, L.P. 940,606 10,415 1.1 6,459,789 0.0 1.8 09-30-09
Cramer Rosenthal McGlynn, LLC 915,032 593,392 184.5 20,147,326 0.0 0.4 06-30-09
Johnston Asset Management Corp. 676,435 99,765 17.3 7,793,047 0.0 2.1 09-30-09
William Blair & Company, L.L.C. 650,008 -34,527 -5.0 3,040,836 0.0 0.1 09-30-09
Parametric Portfolio Associates LLC 410,216 13,287 3.3 3,115,522 0.0 0.1 09-30-09
NorthRoad Capital Management, LLC 392,476 -14,167 -3.5 2,063,933 0.0 2.5 09-30-09
R. M. Davis, Inc. 362,246 4,566 1.3 2,506,723 0.0 1.6 09-30-09
Renaissance Investment Management 281,706 36,705 15.0 3,080,280 0.0 0.2 09-30-09
Fayez Sarofim & Co. 231,380 106 0.0 -63,454 0.0 0.1 06-30-09
Patten & Patten, Inc. 208,220 2,686 1.3 1,442,967 0.0 2.1 09-30-09
Riverbridge Partners, LLC 176,094 20,016 12.8 1,825,595 0.0 0.5 09-30-09
Paragon Investment Management Inc. 150,732 1,174 0.8 1,018,296 0.0 1.8 09-30-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 11/25/2009 7:40 AM Eastern Time