Small Cap Premium & Dividend Income Fund Inc: Ownership

Ownership Information
Shares Outstanding 13.00 Mil
Institutional Ownership (%)3.86
Top 10 Institutions (%)3.80
Mutual Fund Ownership (%).00
5%/Insider Ownership (%).00
Float (%).00
Ownership Activity
Description# of HoldersShares
Total Positions 14501,262
New Positions20
Soldout Positions120
Net Position Change-13-451,742
Buyers573,941
Sellers18-525,683
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
Claymore Advisors, LLC 222,941 -18,834 -7.8 244,161 1.7 0.1 09-30-09
Van Kampen Asset Management 107,565 -4,436 -4.0 161,012 0.8 0.0 09-30-09
Morgan Stanley Smith Barney LLC 43,620 43,620 100.0 487,235 0.3 0.0 09-30-09
Bank of America Merrill Lynch (US) 30,045 -12,154 -28.8 -56,426 0.2 0.0 09-30-09
Yorktown Management & Research Company, Inc. 25,000 0 0.0 47,000 0.2 0.3 09-30-09
VSR Financial Services, Inc. 19,630 19,630 100.0 219,267 0.1 0.2 09-30-09
RiverSource Investments, LLC 12,463 5,000 67.0 69,881 0.1 0.0 09-30-09
Legg Mason Investment Counsel, LLC 12,070 0 0.0 22,692 0.1 0.0 09-30-09
Wells Fargo Securities, LLC 8,952 4,497 100.9 58,607 0.1 0.0 09-30-09
RBC Capital Markets Wealth Management 8,100 -4,343 -34.9 -25,118 0.1 0.0 09-30-09
AIG Investments 5,125 1,194 30.4 20,727 0.0 0.0 09-30-09
UBS Securities LLC 4,923 -4,708 -48.9 -34,482 0.0 0.0 09-30-09
Fifth Third Asset Management Inc. 762 0 0.0 1,433 0.0 0.0 09-30-09
BlackRock Institutional Trust Company, N.A. 66 -322 -83.0 -2,868 0.0 0.0 09-30-09
Wolverine Asset Management, L.L.C. 0 -115 -100.0 -1,068 0.0 0.0 09-30-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 2/10/2010 6:07 AM Eastern Time