NASDAQ Premium Income & Growth Fund: Ownership

Ownership Information
Shares Outstanding 18.00 Mil
Institutional Ownership (%)8.87
Top 10 Institutions (%)8.70
Mutual Fund Ownership (%).05
5%/Insider Ownership (%).00
Float (%).00
Ownership Activity
Description# of HoldersShares
Total Positions 191,597,290
New Positions50
Soldout Positions150
Net Position Change-10-404,010
Buyers11186,635
Sellers21-590,645
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
Van Kampen Asset Management 710,974 81,090 12.9 2,764,489 3.9 0.0 09-30-09
Cohen & Steers Capital Management, Inc. 372,200 -28,100 -7.0 582,272 2.0 0.0 09-30-09
Claymore Advisors, LLC 172,961 -17,209 -9.0 219,691 0.9 0.1 09-30-09
RiverSource Investments, LLC 108,630 15,587 16.8 461,586 0.6 0.0 09-30-09
Morgan Stanley Smith Barney LLC 63,293 63,293 100.0 933,572 0.3 0.0 09-30-09
Bank of America Merrill Lynch (US) 39,292 -3,627 -8.5 53,370 0.2 0.0 09-30-09
VSR Financial Services, Inc. 31,301 10,535 50.7 207,099 0.2 0.4 09-30-09
Wells Fargo Securities, LLC 30,820 -18,550 -37.6 -150,681 0.2 0.0 09-30-09
UBS Securities LLC 16,419 784 5.0 50,495 0.1 0.0 09-30-09
Wagner Bowman Management Corp. 14,400 -3,803 -20.9 -60,990 0.1 0.1 12-31-09
First Heartland Consultants, Inc. 13,560 -500 -3.6 -11,985 0.1 0.2 12-31-09
Black River Asset Management, L.L.C. 7,500 6,500 650.0 98,365 0.0 0.0 09-30-09
National City Corporation 5,549 113 2.1 15,203 0.0 0.0 09-30-09
Legg Mason Investment Counsel, LLC 4,805 4,805 100.0 70,874 0.0 0.0 09-30-09
FSC Securities Corporation 2,648 2,648 100.0 39,058 0.0 0.0 09-30-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 2/10/2010 4:00 AM Eastern Time