PIMCO New York Municipal Income Fund III: Ownership

Ownership Information
Shares Outstanding 6.00 Mil
Institutional Ownership (%)3.62
Top 10 Institutions (%)3.60
Mutual Fund Ownership (%).00
5%/Insider Ownership (%).00
Float (%).00
Ownership Activity
Description# of HoldersShares
Total Positions 8217,180
New PositionsNA0
Soldout Positions80
Net Position Change-8-265,592
Buyers2622
Sellers10-266,214
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
UBS Securities LLC 72,758 416 0.6 107,464 1.3 0.0 09-30-09
Claymore Advisors, LLC 57,062 -7,037 -11.0 23,754 1.0 0.0 09-30-09
Harvard Management Company, Inc. 34,600 -25,900 -42.8 -191,723 0.6 0.0 06-30-09
The Keller Group Investment Management, Inc. 29,810 0 0.0 10,433 0.5 0.1 06-30-09
Morgan Stanley & Co. Inc. 15,268 206 1.4 6,965 0.3 0.0 06-30-09
Sit Investment Associates, Inc. 5,000 0 0.0 7,150 0.1 0.0 09-30-09
Metropolitan Life Insurance Co. (US) 1,356 0 0.0 1,939 0.0 0.0 09-30-09
RiverSource Investments, LLC 1,326 0 0.0 464 0.0 0.0 06-30-09
Horizon Asset Management, Inc. 0 -13,800 -100.0 -108,606 0.0 0.0 06-30-09
Karpus Investment Management 0 -88,785 -100.0 -539,813 0.0 0.0 03-31-09
Tompkins Trust Company 0 -1,055 -100.0 -6,414 0.0 0.0 03-31-09
Van Kampen Asset Management Inc. 0 -68,897 -100.0 -542,219 0.0 0.0 06-30-09
PNC Wealth Management 0 -1,000 -100.0 -6,080 0.0 0.0 03-31-09
RBC Capital Markets Wealth Management 0 -1,000 -100.0 -10,000 0.0 0.0 12-31-08
Rockwood Partners L.P. 0 -55,900 -100.0 -339,872 0.0 0.0 03-31-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 11/24/2009 9:19 PM Eastern Time