Flaherty & Crumrine Preferred Income Fund Inc: Ownership
| Ownership Information |
| Shares Outstanding |
11.00 Mil | | Institutional Ownership (%) | 3.94 | | Top 10 Institutions (%) | 3.90 | | Mutual Fund Ownership (%) | .06 | | 5%/Insider Ownership (%) | .00 | | Float (%) | .00 |
| Ownership Activity |
| Description | # of Holders | Shares |
| Total Positions |
15 | 432,905 | | New Positions | 3 | 0 | | Soldout Positions | 9 | 0 | | Net Position Change | -13 | -567,461 | | Buyers | 3 | 39,658 | | Sellers | 16 | -607,119 |
| advertisement |
|
|
|---|
| Institution Name |
Shs Held |
Shs Chg |
%Chg |
$Chg* |
%Out |
%Port |
Rpt Date |
| FSC Securities Corporation |
186,409 |
-25,000 |
-11.8 |
328,523 |
1.7 |
1.0 |
06-30-09 |
| Noesis Capital Management Corp. |
80,250 |
-1,000 |
-1.2 |
195,125 |
0.8 |
0.8 |
06-30-09 |
| Covington Capital Management |
56,225 |
0 |
0.0 |
140,563 |
0.5 |
0.1 |
06-30-09 |
| UBS Securities LLC |
36,585 |
-1,030 |
-2.7 |
42,979 |
0.3 |
0.0 |
09-30-09 |
| Claymore Advisors, LLC |
31,058 |
31,058 |
100.0 |
291,945 |
0.3 |
0.0 |
09-30-09 |
| Wells Fargo Securities, LLC |
11,948 |
-2,493 |
-17.3 |
16,159 |
0.1 |
0.0 |
06-30-09 |
| Herndon Plant Oakley Ltd. |
11,850 |
0 |
0.0 |
29,625 |
0.1 |
0.0 |
06-30-09 |
| Sit Investment Associates, Inc. |
6,500 |
6,500 |
100.0 |
61,100 |
0.1 |
0.0 |
09-30-09 |
| Evergreen Investment Management Company, LLC |
3,194 |
0 |
0.0 |
7,985 |
0.0 |
0.0 |
06-30-09 |
| North Star Investment Management Corporation |
2,600 |
0 |
0.0 |
3,640 |
0.0 |
0.0 |
09-30-09 |
| Banc of America Securities Merrill Lynch |
2,100 |
2,100 |
100.0 |
19,740 |
0.0 |
0.0 |
09-30-09 |
| RBC Capital Markets Wealth Management |
1,300 |
-400 |
-23.5 |
1,050 |
0.0 |
0.0 |
06-30-09 |
| RiverSource Investments, LLC |
1,186 |
-320 |
-21.2 |
1,205 |
0.0 |
0.0 |
06-30-09 |
| PNC Wealth Management |
900 |
-300 |
-25.0 |
-1,140 |
0.0 |
0.0 |
09-30-09 |
| Wells Fargo Bank, N.A. |
800 |
0 |
0.0 |
2,000 |
0.0 |
0.0 |
06-30-09 |
- *Category Headings:
- Shs Held - shares held at report date
- Shs Chg - position change within reporting period
- %Chg - % change
- $Chg - market value of the position change
- %Out - % of shares outstanding
- %Port - % Portfolio
- Rpt Date - report date
Page generated 11/25/2009 2:55 AM Eastern Time