Pathfinder Bancorp Inc: Ownership

Ownership Information
Shares Outstanding 2.00 Mil
Institutional Ownership (%)6.77
Top 10 Institutions (%)6.80
Mutual Fund Ownership (%).00
5%/Insider Ownership (%)67.79
Float (%)32.21
Ownership Activity
Description# of HoldersShares
Total Positions 5135,390
New Positions10
Soldout Positions20
Net Position Change-2-300
Buyers118,000
Sellers3-18,300
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
Athena Capital Management, Inc. 83,873 0 0.0 69,615 3.4 0.8 09-30-09
Tyndall Management, LLC 32,000 0 0.0 26,560 1.3 0.1 09-30-09
Morgan Stanley Smith Barney LLC 18,000 18,000 100.0 131,940 0.7 0.0 09-30-09
UBS Securities LLC 1,317 0 0.0 1,094 0.1 0.0 09-30-09
AXA Rosenberg Investment Management LLC 200 -200 -50.0 -1,134 0.0 0.0 09-30-09
Credit Suisse Asset Management, LLC (US) 0 -100 -100.0 -650 0.0 0.0 09-30-09
Morgan Stanley & Co. Inc. 0 -18,000 -100.0 -117,000 0.0 0.0 09-30-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 2/10/2010 3:04 AM Eastern Time