Nuveen North Carolina Dividend Advtg Muni Fund 3: Ownership
| Ownership Information |
|---|
| Shares Outstanding |
4.00 Mil | | Institutional Ownership (%) | 2.41 | | Top 10 Institutions (%) | 2.40 | | Mutual Fund Ownership (%) | .00 | | 5%/Insider Ownership (%) | .00 | | Float (%) | .00 |
| Ownership Activity |
|---|
| Description | # of Holders | Shares |
|---|
| Total Positions |
8 | 96,267 | | New Positions | 1 | 0 | | Soldout Positions | 4 | 0 | | Net Position Change | -5 | -31,201 | | Buyers | 1 | 15,010 | | Sellers | 6 | -46,211 |
| advertisement |
|
|
|---|
| Institution Name |
Shs Held |
Shs Chg |
%Chg |
$Chg* |
%Out |
%Port |
Rpt Date |
| Salem Investment Counselors, Inc. |
39,908 |
0 |
0.0 |
62,656 |
1.0 |
0.1 |
09-30-09 |
| Morgan Stanley Smith Barney LLC |
15,010 |
15,010 |
100.0 |
225,000 |
0.4 |
0.0 |
09-30-09 |
| UBS Securities LLC |
14,953 |
-982 |
-6.2 |
10,297 |
0.4 |
0.0 |
09-30-09 |
| FSC Securities Corporation |
9,000 |
0 |
0.0 |
14,130 |
0.2 |
0.1 |
09-30-09 |
| Evergreen Investment Management Company, LLC |
6,236 |
-7,164 |
-53.5 |
-86,350 |
0.2 |
0.0 |
09-30-09 |
| Wells Fargo Securities, LLC |
5,910 |
0 |
0.0 |
9,279 |
0.2 |
0.0 |
09-30-09 |
| Deutsche Bank Securities Inc. |
3,250 |
0 |
0.0 |
5,103 |
0.1 |
0.0 |
09-30-09 |
| Baird Investment Management |
2,000 |
0 |
0.0 |
3,140 |
0.1 |
0.0 |
09-30-09 |
| RiverSource Investments, LLC |
0 |
-1,666 |
-100.0 |
-22,358 |
0.0 |
0.0 |
09-30-09 |
| Rockwood Partners L.P. |
0 |
-10,900 |
-100.0 |
-123,061 |
0.0 |
0.0 |
03-31-09 |
| Morgan Stanley & Co. Inc. |
0 |
-13,780 |
-100.0 |
-155,576 |
0.0 |
0.0 |
03-31-09 |
| Citi Investment Research (US) |
0 |
-11,719 |
-100.0 |
-157,269 |
0.0 |
0.0 |
09-30-09 |
- *Category Headings:
- Shs Held - shares held at report date
- Shs Chg - position change within reporting period
- %Chg - % change
- $Chg - market value of the position change
- %Out - % of shares outstanding
- %Port - % Portfolio
- Rpt Date - report date
Page generated 2/10/2010 11:05 AM Eastern Time
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