North Asia Investment Corp: Ownership

Ownership Information
Shares Outstanding 6.00 Mil
Institutional Ownership (%)30.96
Top 10 Institutions (%)31.00
Mutual Fund Ownership (%).00
5%/Insider Ownership (%).00
Float (%).00
Ownership Activity
Description# of HoldersShares
Total Positions 101,857,401
New Positions10
Soldout Positions50
Net Position Change1-775,303
Buyers6338,317
Sellers5-1,113,620
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
Loeb Partners Corp. 386,477 110,353 40.0 1,129,514 6.2 3.8 09-30-09
Credit Suisse Securities (USA) LLC 357,600 107,800 43.2 1,099,196 5.7 0.0 09-30-09
Fir Tree Partners 306,250 0 0.0 64,313 4.9 0.2 09-30-09
RBC Capital Markets Wealth Management 300,000 65,400 27.9 684,300 4.8 0.0 09-30-09
Deutsche Bank Securities Inc. 255,300 0 0.0 53,613 4.1 0.0 09-30-09
Castle Creek Arbitrage, LLC 150,000 0 0.0 31,500 2.4 4.1 09-30-09
Morgan Stanley Smith Barney LLC 43,100 43,100 100.0 418,501 0.7 0.0 09-30-09
Amundi Asset Management 24,724 8,664 53.9 87,500 0.4 0.0 09-30-09
Wolverine Asset Management, L.L.C. 19,150 0 0.0 2,107 0.3 0.0 12-31-09
Integre Advisors, LLC 14,800 3,000 25.4 31,608 0.2 0.1 09-30-09
Pine River Capital Management, L.P. 0 -181,910 -100.0 -1,529,863 0.0 0.0 03-31-09
RBC Asset Management, Inc. 0 -145,650 -100.0 -1,259,873 0.0 0.0 12-31-08
Ramius L.L.C. 0 -11,160 -100.0 -96,534 0.0 0.0 12-31-08
George Weiss Associates, Inc. 0 -275,000 -100.0 -2,378,750 0.0 0.0 12-31-08
HBK Investments, L.P. 0 -499,900 -100.0 -4,749,050 0.0 0.0 09-30-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 2/10/2010 12:57 AM Eastern Time