The9 Ltd: Ownership

Ownership Information
Shares Outstanding 25.00 Mil
Institutional Ownership (%)19.49
Top 10 Institutions (%)17.40
Mutual Fund Ownership (%)1.65
5%/Insider Ownership (%)54.07
Float (%)45.94
Ownership Activity
Description# of HoldersShares
Total Positions 324,872,267
New Positions70
Soldout Positions380
Net Position Change-25-4,287,371
Buyers201,251,115
Sellers45-5,538,486
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
Martin Currie Investment Management Ltd. 1,281,280 379,830 42.1 780,203 5.1 0.4 09-30-09
QVT Financial LP 1,215,588 0 0.0 -2,917,411 4.8 1.3 09-30-09
Halbis Capital Management (Hong Kong) Limited 341,200 115,500 51.2 353,445 1.4 0.2 09-30-09
Cavalry Asset Management, L.P. 341,031 -300,549 -46.8 -3,869,047 1.4 0.3 09-30-09
Renaissance Technologies Corp. 323,499 50,700 18.6 -261,793 1.3 0.0 09-30-09
Farallon Capital Management, L.L.C. 250,000 250,000 100.0 1,937,500 1.0 0.2 09-30-09
Wellington Management Company, LLP 210,900 0 0.0 -506,160 0.8 0.0 09-30-09
Morgan Stanley & Co. Inc. 189,663 189,663 100.0 1,469,888 0.8 0.0 09-30-09
Acadian Asset Management LLC 118,326 -43,398 -26.8 -724,472 0.5 0.0 09-30-09
Lindvall Capital Management, LLC 80,000 0 0.0 -192,000 0.3 0.4 09-30-09
Invesco PowerShares Capital Management LLC 68,982 -7,968 -10.4 -246,432 0.3 0.0 09-30-09
Deere & Company 62,095 28,313 83.8 186,516 0.2 0.0 12-31-09
D. E. Shaw & Co., L.P. 60,809 60,809 100.0 471,270 0.2 0.0 09-30-09
BlackRock Advisors (UK) Limited 52,117 47,321 986.7 355,228 0.2 0.0 09-30-09
Zebra Capital Management, L.L.C. 50,376 49,348 4,800.4 379,980 0.2 0.2 09-30-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 2/10/2010 3:36 AM Eastern Time