NovaBay Pharmaceuticals Inc: Ownership

Ownership Information
Shares Outstanding 23.00 Mil
Institutional Ownership (%)10.15
Top 10 Institutions (%)9.80
Mutual Fund Ownership (%).01
5%/Insider Ownership (%)17.22
Float (%)82.78
Ownership Activity
Description# of HoldersShares
Total Positions 182,334,157
New Positions30
Soldout Positions40
Net Position Change222,806
Buyers9187,034
Sellers7-164,228
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
MFC Global Investment Management (US), LLC 668,627 -90,518 -11.9 -463,875 2.9 0.0 09-30-09
AGF Investments Inc. 578,300 0 0.0 -231,320 2.5 0.0 09-30-09
GWL Investment Management Ltd. 236,300 25,000 11.8 -40,270 1.0 0.0 09-30-09
Bank of America Merrill Lynch (US) 219,000 0 0.0 -87,600 0.9 0.0 09-30-09
Crown Capital Management 209,270 0 0.0 60,688 0.9 0.4 12-31-09
I. G. Investment Management, Ltd. 168,700 16,100 10.6 -32,543 0.7 0.0 09-30-09
Morgan Stanley Smith Barney LLC 67,279 67,279 100.0 119,084 0.3 0.0 09-30-09
Northern Trust Global Investments 39,979 25,252 171.5 38,805 0.2 0.0 09-30-09
CNH Partners, LLC 38,803 38,803 100.0 68,681 0.2 0.1 09-30-09
Atlantic Trust Private Wealth Management 33,750 0 0.0 -13,500 0.1 0.0 09-30-09
Spark, L.P. 18,500 4,900 36.0 3,233 0.1 0.0 09-30-09
Paul A. Violich, Inc. 18,110 1,000 5.8 -5,074 0.1 0.0 09-30-09
RBC Capital Markets Wealth Management 10,815 -5,715 -34.6 -16,727 0.0 0.0 09-30-09
PNC Wealth Management 10,000 2,000 25.0 340 0.0 0.0 09-30-09
California Public Employees' Retirement System 9,600 0 0.0 -3,840 0.0 0.0 09-30-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 2/9/2010 10:33 PM Eastern Time