Nuveen California Dividend Advantage Muni Fund: Ownership
| Ownership Information |
| Shares Outstanding |
23.00 Mil | | Institutional Ownership (%) | 3.52 | | Top 10 Institutions (%) | 3.20 | | Mutual Fund Ownership (%) | .01 | | 5%/Insider Ownership (%) | .00 | | Float (%) | .00 |
| Ownership Activity |
| Description | # of Holders | Shares |
| Total Positions |
21 | 810,529 | | New Positions | 3 | 0 | | Soldout Positions | 18 | 0 | | Net Position Change | -17 | -331,737 | | Buyers | 7 | 60,865 | | Sellers | 24 | -392,602 |
| advertisement |
|
|
|---|
| Institution Name |
Shs Held |
Shs Chg |
%Chg |
$Chg* |
%Out |
%Port |
Rpt Date |
| Van Kampen Asset Management |
342,041 |
-8,307 |
-2.4 |
761,967 |
1.5 |
0.0 |
09-30-09 |
| First Wilshire Securities Management, Inc. |
99,842 |
0 |
0.0 |
248,606 |
0.4 |
0.3 |
09-30-09 |
| Iwamoto, Kong & Co., Inc. |
69,450 |
5,100 |
7.9 |
228,011 |
0.3 |
0.7 |
09-30-09 |
| Wells Fargo Securities, LLC |
50,328 |
9,375 |
22.9 |
226,567 |
0.2 |
0.0 |
09-30-09 |
| UBS Securities LLC |
49,269 |
-8,990 |
-15.4 |
25,588 |
0.2 |
0.0 |
09-30-09 |
| Morgan Stanley Smith Barney LLC |
37,113 |
37,113 |
100.0 |
493,232 |
0.2 |
0.0 |
09-30-09 |
| RiverSource Investments, LLC |
29,275 |
0 |
0.0 |
72,895 |
0.1 |
0.0 |
09-30-09 |
| Hollencrest Capital Management |
21,300 |
-1,300 |
-5.8 |
38,997 |
0.1 |
0.1 |
09-30-09 |
| United Capital Financial Advisers, Inc. |
18,700 |
-600 |
-3.1 |
40,083 |
0.1 |
0.1 |
09-30-09 |
| Wells Fargo Bank, N.A. |
15,284 |
3,877 |
34.0 |
79,928 |
0.1 |
0.0 |
09-30-09 |
| Bank of America Merrill Lynch (US) |
14,442 |
500 |
3.6 |
41,360 |
0.1 |
0.0 |
09-30-09 |
| Columbia Management Advisors, LLC |
14,260 |
-107 |
-0.7 |
34,351 |
0.1 |
0.0 |
09-30-09 |
| Clifford Swan Investment Counsel, LLC |
13,600 |
0 |
0.0 |
33,864 |
0.1 |
0.0 |
09-30-09 |
| Concert Wealth Management Inc. |
12,000 |
0 |
0.0 |
29,880 |
0.1 |
0.1 |
09-30-09 |
| Osterweis Capital Management, LLC |
11,375 |
0 |
0.0 |
28,324 |
0.0 |
0.0 |
09-30-09 |
- *Category Headings:
- Shs Held - shares held at report date
- Shs Chg - position change within reporting period
- %Chg - % change
- $Chg - market value of the position change
- %Out - % of shares outstanding
- %Port - % Portfolio
- Rpt Date - report date
Page generated 2/10/2010 12:45 AM Eastern Time