MLP & Strategic Equity Fund Inc: Ownership
| Ownership Information |
| Shares Outstanding |
15.00 Mil | | Institutional Ownership (%) | 10.15 | | Top 10 Institutions (%) | 9.70 | | Mutual Fund Ownership (%) | .00 | | 5%/Insider Ownership (%) | .95 | | Float (%) | 99.05 |
| Ownership Activity |
| Description | # of Holders | Shares |
| Total Positions |
19 | 1,522,051 | | New Positions | 5 | 0 | | Soldout Positions | 9 | 0 | | Net Position Change | -4 | 270,895 | | Buyers | 10 | 509,413 | | Sellers | 14 | -238,518 |
| advertisement |
|
|
|---|
| Institution Name |
Shs Held |
Shs Chg |
%Chg |
$Chg* |
%Out |
%Port |
Rpt Date |
| Claymore Advisors, LLC |
331,519 |
103,080 |
45.1 |
1,564,941 |
2.3 |
0.1 |
09-30-09 |
| UBS Securities LLC |
222,699 |
57,908 |
35.1 |
914,878 |
1.5 |
0.0 |
09-30-09 |
| Banc of America Securities Merrill Lynch |
222,248 |
-38,448 |
-14.7 |
-244,727 |
1.5 |
0.0 |
09-30-09 |
| Cohen & Steers Capital Management, Inc. |
168,000 |
98,300 |
141.0 |
1,310,100 |
1.2 |
0.0 |
06-30-09 |
| Van Kampen Asset Management Inc. |
143,291 |
-21,070 |
-12.8 |
47,309 |
1.0 |
0.0 |
06-30-09 |
| Energy Income Partners, LLC |
125,000 |
125,000 |
100.0 |
1,503,750 |
0.9 |
0.7 |
06-30-09 |
| Aris Wealth Services, Inc. |
104,329 |
45,386 |
77.0 |
648,236 |
0.7 |
1.3 |
09-30-09 |
| Wells Fargo Bank, N.A. |
50,475 |
-11,105 |
-18.0 |
-20,902 |
0.3 |
0.0 |
06-30-09 |
| Wells Fargo Securities, LLC |
47,501 |
21,341 |
81.6 |
304,605 |
0.3 |
0.0 |
06-30-09 |
| Sentinel Trust Company, LBA |
36,300 |
36,300 |
100.0 |
472,263 |
0.2 |
0.3 |
09-30-09 |
| PNC Wealth Management |
22,159 |
0 |
0.0 |
21,716 |
0.2 |
0.0 |
09-30-09 |
| Morgan Stanley & Co. Inc. |
15,302 |
-17,164 |
-52.9 |
-147,070 |
0.1 |
0.0 |
06-30-09 |
| Oppenheimer Asset Management Inc. |
11,019 |
11,019 |
100.0 |
132,559 |
0.1 |
0.0 |
06-30-09 |
| Deutsche Bank Securities Inc. |
10,475 |
-2,000 |
-16.0 |
-1,231 |
0.1 |
0.0 |
06-30-09 |
| M&I Investment Management Corp. |
10,079 |
10,079 |
100.0 |
121,250 |
0.1 |
0.0 |
06-30-09 |
- *Category Headings:
- Shs Held - shares held at report date
- Shs Chg - position change within reporting period
- %Chg - % change
- $Chg - market value of the position change
- %Out - % of shares outstanding
- %Port - % Portfolio
- Rpt Date - report date
Page generated 11/24/2009 11:27 PM Eastern Time