MLP & Strategic Equity Fund Inc: Ownership

Ownership Information
Shares Outstanding 15.00 Mil
Institutional Ownership (%)10.15
Top 10 Institutions (%)9.70
Mutual Fund Ownership (%).00
5%/Insider Ownership (%).95
Float (%)99.05
Ownership Activity
Description# of HoldersShares
Total Positions 191,522,051
New Positions50
Soldout Positions90
Net Position Change-4270,895
Buyers10509,413
Sellers14-238,518
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
Claymore Advisors, LLC 331,519 103,080 45.1 1,564,941 2.3 0.1 09-30-09
UBS Securities LLC 222,699 57,908 35.1 914,878 1.5 0.0 09-30-09
Banc of America Securities Merrill Lynch 222,248 -38,448 -14.7 -244,727 1.5 0.0 09-30-09
Cohen & Steers Capital Management, Inc. 168,000 98,300 141.0 1,310,100 1.2 0.0 06-30-09
Van Kampen Asset Management Inc. 143,291 -21,070 -12.8 47,309 1.0 0.0 06-30-09
Energy Income Partners, LLC 125,000 125,000 100.0 1,503,750 0.9 0.7 06-30-09
Aris Wealth Services, Inc. 104,329 45,386 77.0 648,236 0.7 1.3 09-30-09
Wells Fargo Bank, N.A. 50,475 -11,105 -18.0 -20,902 0.3 0.0 06-30-09
Wells Fargo Securities, LLC 47,501 21,341 81.6 304,605 0.3 0.0 06-30-09
Sentinel Trust Company, LBA 36,300 36,300 100.0 472,263 0.2 0.3 09-30-09
PNC Wealth Management 22,159 0 0.0 21,716 0.2 0.0 09-30-09
Morgan Stanley & Co. Inc. 15,302 -17,164 -52.9 -147,070 0.1 0.0 06-30-09
Oppenheimer Asset Management Inc. 11,019 11,019 100.0 132,559 0.1 0.0 06-30-09
Deutsche Bank Securities Inc. 10,475 -2,000 -16.0 -1,231 0.1 0.0 06-30-09
M&I Investment Management Corp. 10,079 10,079 100.0 121,250 0.1 0.0 06-30-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 11/24/2009 11:27 PM Eastern Time