DWS Strategic Municipal Income Trust: Ownership
| Ownership Information |
| Shares Outstanding |
11.00 Mil | | Institutional Ownership (%) | 1.33 | | Top 10 Institutions (%) | 1.30 | | Mutual Fund Ownership (%) | .00 | | 5%/Insider Ownership (%) | .00 | | Float (%) | .00 |
| Ownership Activity |
| Description | # of Holders | Shares |
| Total Positions |
15 | 146,748 | | New Positions | 3 | 0 | | Soldout Positions | 10 | 0 | | Net Position Change | -7 | -118,585 | | Buyers | 5 | 36,143 | | Sellers | 12 | -154,728 |
| advertisement |
|
|
|---|
| Institution Name |
Shs Held |
Shs Chg |
%Chg |
$Chg* |
%Out |
%Port |
Rpt Date |
| Van Kampen Asset Management Inc. |
38,031 |
-3,977 |
-9.5 |
30,426 |
0.3 |
0.0 |
09-30-09 |
| Sit Investment Associates, Inc. |
25,100 |
0 |
0.0 |
48,192 |
0.2 |
0.0 |
09-30-09 |
| First Allied Securities Inc. |
24,395 |
3,595 |
17.3 |
85,341 |
0.2 |
0.1 |
09-30-09 |
| Pin Oak Investment Advisors, Inc. |
16,100 |
16,100 |
100.0 |
203,343 |
0.1 |
0.5 |
09-30-09 |
| Northern Trust Global Investments |
15,200 |
15,200 |
100.0 |
191,976 |
0.1 |
0.0 |
09-30-09 |
| RiverSource Investments, LLC |
8,895 |
-4,580 |
-34.0 |
-31,973 |
0.1 |
0.0 |
09-30-09 |
| Wells Fargo Securities, LLC |
5,600 |
0 |
0.0 |
10,752 |
0.1 |
0.0 |
09-30-09 |
| FAF Advisors, Inc. |
4,000 |
0 |
0.0 |
7,680 |
0.0 |
0.0 |
09-30-09 |
| QA3 Financial LLC |
2,256 |
0 |
0.0 |
4,331 |
0.0 |
0.0 |
09-30-09 |
| Metropolitan Life Insurance Co. (US) |
2,211 |
211 |
10.6 |
6,505 |
0.0 |
0.0 |
09-30-09 |
| MTB Investment Advisors, Inc. |
1,500 |
0 |
0.0 |
2,880 |
0.0 |
0.0 |
09-30-09 |
| Morgan Stanley Smith Barney LLC |
1,037 |
1,037 |
100.0 |
13,097 |
0.0 |
0.0 |
09-30-09 |
| Banc of America Securities Merrill Lynch |
1,010 |
0 |
0.0 |
1,939 |
0.0 |
0.0 |
09-30-09 |
| Capital One Financial Corp |
1,000 |
0 |
0.0 |
1,920 |
0.0 |
0.0 |
09-30-09 |
| RBC Capital Markets Wealth Management |
413 |
0 |
0.0 |
793 |
0.0 |
0.0 |
09-30-09 |
- *Category Headings:
- Shs Held - shares held at report date
- Shs Chg - position change within reporting period
- %Chg - % change
- $Chg - market value of the position change
- %Out - % of shares outstanding
- %Port - % Portfolio
- Rpt Date - report date
Page generated 11/25/2009 8:17 AM Eastern Time