Komatsu Ltd Depository Receipt: Ownership

Ownership Information
Shares Outstanding 250.00 Mil
Institutional Ownership (%).65
Top 10 Institutions (%).70
Mutual Fund Ownership (%).28
5%/Insider Ownership (%)12.00
Float (%)88.00
Ownership Activity
Description# of HoldersShares
Total Positions 111,629,553
New Positions20
Soldout Positions150
Net Position Change-14-797,955
Buyers6192,860
Sellers20-990,815
advertisement
Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
Thornburg Investment Management, Inc. 974,029 177,658 22.3 24,622,628 0.4 0.2 06-30-09
Fisher Investments 570,625 2,575 0.5 7,758,959 0.2 0.1 09-30-09
Parametric Portfolio Associates LLC 38,349 -1,396 -3.5 425,025 0.0 0.0 09-30-09
Transamerica Investment Management, LLC 12,000 4,000 50.0 383,480 0.0 0.0 06-30-09
Aperio Group, LLC 10,349 834 8.8 189,098 0.0 0.1 09-30-09
Pinnacle Associates Ltd. 8,880 -245 -2.7 103,227 0.0 0.0 09-30-09
Janney Montgomery Scott LLC 7,733 7,733 100.0 475,193 0.0 0.0 06-30-09
Simms Capital Management, Inc. 4,617 -13,851 -75.0 -789,646 0.0 0.1 09-30-09
Capital One Asset Management, LLC 2,835 -644 -18.5 -1,812 0.0 0.0 09-30-09
The Private Trust Company, N.A. 76 -10 -11.6 398 0.0 0.0 09-30-09
Smith Asset Management Group, LP 60 60 100.0 4,486 0.0 0.0 09-30-09
Babson Capital Management LLC 0 -12,500 -100.0 -768,125 0.0 0.0 09-30-09
INTRUST Bank, N.A. 0 -9,956 -100.0 -278,967 0.0 0.0 09-30-08
First Trust Portfolios L.P. 0 -12,780 -100.0 -358,096 0.0 0.0 09-30-08
Westfield Capital Management Company, LP 0 -619,200 -100.0 -9,987,696 0.0 0.0 12-31-08
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 11/25/2009 8:09 AM Eastern Time