Korea Equity Fund Inc: Ownership

Ownership Information
Shares Outstanding 11.00 Mil
Institutional Ownership (%)60.55
Top 10 Institutions (%)57.90
Mutual Fund Ownership (%)1.79
5%/Insider Ownership (%).00
Float (%).00
Ownership Activity
Description# of HoldersShares
Total Positions 216,660,781
New Positions30
Soldout Positions110
Net Position Change-4-211,558
Buyers12295,184
Sellers16-506,742
advertisement
Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
City of London Investment Management Co. Ltd. 2,800,527 2,000 0.1 6,286,761 25.0 1.7 09-30-09
Lazard Asset Management, L.L.C. 2,184,263 18,930 0.9 5,021,284 19.5 0.1 09-30-09
Gramercy Advisors, L.L.C. 361,543 82,633 29.6 1,370,934 3.2 1.5 09-30-09
Oppenheimer Asset Management Inc. 301,163 -6,483 -2.1 630,586 2.7 0.2 09-30-09
Wolverine Asset Management, L.L.C. 168,739 37,556 28.6 376,254 1.5 0.1 12-31-09
1607 Capital Partners, LLC 147,702 27,500 22.9 517,577 1.3 0.2 09-30-09
State Teachers Retirement System of Ohio 120,000 0 0.0 26,400 1.1 0.0 12-31-09
Credit Suisse Securities (USA) LLC 117,733 -300,967 -71.9 -1,779,844 1.1 0.0 09-30-09
TD Securities, Inc. 84,800 -2,000 -2.3 176,372 0.8 0.0 09-30-09
Goldman Sachs & Company, Inc. 81,161 -439 -0.5 178,820 0.7 0.0 09-30-09
Karpus Investment Management 55,527 18,755 51.0 251,727 0.5 0.1 09-30-09
Clifton Group Investment Management Co 55,242 -7,058 -11.3 75,818 0.5 0.3 09-30-09
Morgan Stanley Smith Barney LLC 50,400 50,400 100.0 455,112 0.5 0.0 09-30-09
Wells Fargo Securities, LLC 41,500 0 0.0 92,960 0.4 0.0 09-30-09
TFS Capital, L.L.C. 28,281 28,181 28,181.0 254,672 0.3 0.0 09-30-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 2/10/2010 2:19 AM Eastern Time