Kohlberg Capital Corp: Ownership

Ownership Information
Shares Outstanding 22.00 Mil
Institutional Ownership (%)31.60
Top 10 Institutions (%)26.60
Mutual Fund Ownership (%)3.45
5%/Insider Ownership (%)14.29
Float (%)85.71
Ownership Activity
Description# of HoldersShares
Total Positions 516,952,326
New Positions20
Soldout Positions370
Net Position Change-22-1,332,532
Buyers27509,043
Sellers49-1,841,575
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
T. Rowe Price Associates, Inc. 1,597,336 16,700 1.1 -357,684 7.3 0.0 09-30-09
Robeco Investment Management, Inc. 965,500 21,750 2.3 -142,535 4.4 0.0 09-30-09
Evergreen Investment Management Company, LLC 913,715 43,446 5.0 9,601 4.2 0.0 09-30-09
BlackRock Institutional Trust Company, N.A. 726,181 56,016 8.4 143,428 3.3 0.0 09-30-09
Vanguard Group, Inc. 436,308 -700 -0.2 -130,954 2.0 0.0 09-30-09
Confluence Investment Management LLC 412,307 -140,151 -25.4 -1,451,202 1.9 0.4 12-31-09
State Street Global Advisors (US) 322,189 94,082 41.2 501,164 1.5 0.0 09-30-09
Mason Street Advisors, LLC 162,050 4,000 2.5 -21,714 0.7 0.0 09-30-09
Invesco PowerShares Capital Management LLC 159,978 -9,128 -5.4 -104,083 0.7 0.0 09-30-09
TIAA-CREF 153,409 0 0.0 -44,489 0.7 0.0 09-30-09
Bridgeway Capital Management, Inc. 111,900 79,400 244.3 469,357 0.5 0.0 09-30-09
Northern Trust Investments, N.A. 111,531 14,445 14.9 58,948 0.5 0.0 09-30-09
Mellon Capital Management Corporation 76,426 66,217 648.6 286,943 0.4 0.0 12-31-09
Goldman Sachs & Company, Inc. 71,987 7,279 11.2 25,127 0.3 0.0 09-30-09
FSC Securities Corporation 65,315 20,094 44.4 108,052 0.3 0.2 09-30-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 2/10/2010 12:01 AM Eastern Time