Nuveen Tax-Advantaged Dividend Growth Fund: Ownership
| Ownership Information |
| Shares Outstanding |
15.00 Mil | | Institutional Ownership (%) | 7.11 | | Top 10 Institutions (%) | 6.60 | | Mutual Fund Ownership (%) | .00 | | 5%/Insider Ownership (%) | .00 | | Float (%) | .00 |
| Ownership Activity |
| Description | # of Holders | Shares |
| Total Positions |
21 | 1,066,337 | | New Positions | 3 | 0 | | Soldout Positions | 14 | 0 | | Net Position Change | -7 | -539,826 | | Buyers | 11 | 164,626 | | Sellers | 18 | -704,452 |
| advertisement |
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| Institution Name |
Shs Held |
Shs Chg |
%Chg |
$Chg* |
%Out |
%Port |
Rpt Date |
| Claymore Advisors, LLC |
422,138 |
17,207 |
4.2 |
833,037 |
2.9 |
0.1 |
09-30-09 |
| Wells Fargo Securities, LLC |
94,369 |
83,033 |
732.5 |
785,748 |
0.6 |
0.0 |
06-30-09 |
| Western Investment, LLC |
87,489 |
-15,400 |
-15.0 |
87,349 |
0.6 |
0.7 |
06-30-09 |
| 1607 Capital Partners, LLC |
83,175 |
2,000 |
2.5 |
198,529 |
0.6 |
0.1 |
06-30-09 |
| SG Americas Securities, L.L.C. |
74,389 |
0 |
0.0 |
165,143 |
0.5 |
0.0 |
06-30-09 |
| Wolverine Asset Management, L.L.C. |
59,343 |
-110,264 |
-65.0 |
-633,491 |
0.4 |
0.1 |
06-30-09 |
| Rockwood Partners L.P. |
59,000 |
-65,021 |
-52.4 |
-320,266 |
0.4 |
1.2 |
06-30-09 |
| Parametric Portfolio Associates LLC |
45,152 |
10,829 |
31.6 |
171,437 |
0.3 |
0.0 |
09-30-09 |
| YieldQuest Advisors, LLC |
33,040 |
9,654 |
41.3 |
141,294 |
0.2 |
0.4 |
09-30-09 |
| Banc of America Securities Merrill Lynch |
29,211 |
14,272 |
95.5 |
177,469 |
0.2 |
0.0 |
09-30-09 |
| Yorktown Management & Research Company, Inc. |
16,000 |
0 |
0.0 |
25,600 |
0.1 |
0.2 |
09-30-09 |
| Morgan Stanley & Co. Inc. |
11,546 |
11,546 |
100.0 |
105,761 |
0.1 |
0.0 |
06-30-09 |
| GRT Capital Partners, L.L.C. |
11,300 |
0 |
0.0 |
25,086 |
0.1 |
0.1 |
06-30-09 |
| Rydex Investments |
10,740 |
10,740 |
100.0 |
115,562 |
0.1 |
0.0 |
09-30-09 |
| UBS Securities LLC |
10,243 |
2,485 |
32.0 |
39,152 |
0.1 |
0.0 |
09-30-09 |
- *Category Headings:
- Shs Held - shares held at report date
- Shs Chg - position change within reporting period
- %Chg - % change
- $Chg - market value of the position change
- %Out - % of shares outstanding
- %Port - % Portfolio
- Rpt Date - report date
Page generated 11/24/2009 9:37 PM Eastern Time