Nuveen Tax-Advantaged Dividend Growth Fund: Ownership

Ownership Information
Shares Outstanding 15.00 Mil
Institutional Ownership (%)7.11
Top 10 Institutions (%)6.60
Mutual Fund Ownership (%).00
5%/Insider Ownership (%).00
Float (%).00
Ownership Activity
Description# of HoldersShares
Total Positions 211,066,337
New Positions30
Soldout Positions140
Net Position Change-7-539,826
Buyers11164,626
Sellers18-704,452
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
Claymore Advisors, LLC 422,138 17,207 4.2 833,037 2.9 0.1 09-30-09
Wells Fargo Securities, LLC 94,369 83,033 732.5 785,748 0.6 0.0 06-30-09
Western Investment, LLC 87,489 -15,400 -15.0 87,349 0.6 0.7 06-30-09
1607 Capital Partners, LLC 83,175 2,000 2.5 198,529 0.6 0.1 06-30-09
SG Americas Securities, L.L.C. 74,389 0 0.0 165,143 0.5 0.0 06-30-09
Wolverine Asset Management, L.L.C. 59,343 -110,264 -65.0 -633,491 0.4 0.1 06-30-09
Rockwood Partners L.P. 59,000 -65,021 -52.4 -320,266 0.4 1.2 06-30-09
Parametric Portfolio Associates LLC 45,152 10,829 31.6 171,437 0.3 0.0 09-30-09
YieldQuest Advisors, LLC 33,040 9,654 41.3 141,294 0.2 0.4 09-30-09
Banc of America Securities Merrill Lynch 29,211 14,272 95.5 177,469 0.2 0.0 09-30-09
Yorktown Management & Research Company, Inc. 16,000 0 0.0 25,600 0.1 0.2 09-30-09
Morgan Stanley & Co. Inc. 11,546 11,546 100.0 105,761 0.1 0.0 06-30-09
GRT Capital Partners, L.L.C. 11,300 0 0.0 25,086 0.1 0.1 06-30-09
Rydex Investments 10,740 10,740 100.0 115,562 0.1 0.0 09-30-09
UBS Securities LLC 10,243 2,485 32.0 39,152 0.1 0.0 09-30-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 11/24/2009 9:37 PM Eastern Time