Nuveen Floating Rate Income Opportunity Fund: Ownership
| Ownership Information |
| Shares Outstanding |
28.00 Mil | | Institutional Ownership (%) | 15.15 | | Top 10 Institutions (%) | 10.70 | | Mutual Fund Ownership (%) | .02 | | 5%/Insider Ownership (%) | .00 | | Float (%) | .00 |
| Ownership Activity |
| Description | # of Holders | Shares |
| Total Positions |
38 | 4,241,186 | | New Positions | 6 | 0 | | Soldout Positions | 28 | 0 | | Net Position Change | -22 | -1,614,905 | | Buyers | 17 | 647,082 | | Sellers | 39 | -2,261,987 |
| advertisement |
|
|
|---|
| Institution Name |
Shs Held |
Shs Chg |
%Chg |
$Chg* |
%Out |
%Port |
Rpt Date |
| Telemus Investment Management, LLC |
525,572 |
29,296 |
5.9 |
1,363,205 |
1.9 |
2.2 |
06-30-09 |
| Van Kampen Asset Management Inc. |
502,515 |
-113,942 |
-18.5 |
555,311 |
1.8 |
0.0 |
06-30-09 |
| Karpus Investment Management |
367,018 |
80,271 |
28.0 |
1,267,169 |
1.3 |
0.4 |
06-30-09 |
| Claymore Advisors, LLC |
347,488 |
85,189 |
32.5 |
1,315,533 |
1.2 |
0.1 |
09-30-09 |
| MRM-Horizon Advisors, L.L.C. |
293,275 |
10,550 |
3.7 |
645,885 |
1.0 |
3.8 |
09-30-09 |
| Raymond James & Associates, Inc. |
277,715 |
-4,000 |
-1.4 |
617,665 |
1.0 |
0.1 |
06-30-09 |
| Morgan Stanley & Co. Inc. |
201,956 |
-8,700 |
-4.1 |
418,650 |
0.7 |
0.0 |
06-30-09 |
| Wells Fargo Securities, LLC |
172,944 |
-18,155 |
-9.5 |
302,094 |
0.6 |
0.0 |
06-30-09 |
| RBC Capital Markets Wealth Management |
163,348 |
138,675 |
562.1 |
1,106,517 |
0.6 |
0.0 |
06-30-09 |
| Bonanza Capital, Ltd. |
154,400 |
0 |
0.0 |
355,120 |
0.5 |
7.7 |
06-30-09 |
| Millennium Management, L.L.C. |
123,322 |
123,322 |
100.0 |
933,548 |
0.4 |
0.0 |
06-30-09 |
| UBS Securities LLC |
116,155 |
29,386 |
33.9 |
446,632 |
0.4 |
0.0 |
09-30-09 |
| J.P. Morgan Investment Management Inc. (New York) |
112,300 |
-40,000 |
-26.3 |
-86,061 |
0.4 |
0.0 |
09-30-09 |
| BNP Paribas Arbitrage SA |
100,000 |
-20,000 |
-16.7 |
124,600 |
0.4 |
0.0 |
06-30-09 |
| Horizon Asset Management, Inc. |
98,042 |
64,554 |
192.8 |
677,895 |
0.3 |
0.0 |
09-30-09 |
- *Category Headings:
- Shs Held - shares held at report date
- Shs Chg - position change within reporting period
- %Chg - % change
- $Chg - market value of the position change
- %Out - % of shares outstanding
- %Port - % Portfolio
- Rpt Date - report date
Page generated 11/25/2009 2:47 AM Eastern Time