China Finance Online Co Ltd: Ownership

Ownership Information
Shares Outstanding 110.00 Mil
Institutional Ownership (%)3.80
Top 10 Institutions (%)3.70
Mutual Fund Ownership (%).13
5%/Insider Ownership (%)2.97
Float (%)97.03
Ownership Activity
Description# of HoldersShares
Total Positions 234,183,000
New Positions60
Soldout Positions330
Net Position Change-19-1,221,816
Buyers17746,593
Sellers36-1,968,409
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
Fidelity Management & Research 2,167,768 -685,760 -24.0 -9,965,927 2.0 0.0 09-30-09
Harvest Capital Strategies LLC 1,115,000 365,000 48.7 2,309,600 1.0 2.6 09-30-09
Chronim Investments Inc. 194,501 22,301 13.0 -621,568 0.2 0.6 12-31-08
Renaissance Technologies Corp. 182,299 130,899 254.7 1,115,479 0.2 0.0 09-30-09
Susquehanna International Group, LLP 175,242 8,250 4.9 -145,849 0.2 0.0 09-30-09
Morgan Stanley & Co. Inc. 70,388 70,388 100.0 636,308 0.1 0.0 09-30-09
Millennium Management, L.L.C. 61,152 50,451 471.5 441,952 0.1 0.0 09-30-09
Invesco PowerShares Capital Management LLC 55,330 -8,932 -13.9 -165,571 0.1 0.0 09-30-09
D. E. Shaw & Co., L.P. 38,832 38,832 100.0 351,041 0.0 0.0 09-30-09
Deutsche Asset Management Americas 30,529 19,520 177.3 161,929 0.0 0.0 09-30-09
Credit Suisse Securities (USA) LLC 23,801 12,145 104.2 94,405 0.0 0.0 09-30-09
Falcon Point Capital, LLC 23,708 10,044 73.5 77,010 0.0 0.2 12-31-09
UBS Securities LLC 15,444 8,939 137.4 72,222 0.0 0.0 09-30-09
Citadel Investment Group, L.L.C. 12,084 -1,539 -11.3 -31,895 0.0 0.0 09-30-09
Peak 6 Capital Management, LLC 5,743 5,743 100.0 51,917 0.0 0.0 09-30-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 2/10/2010 5:17 AM Eastern Time