JF China Region Fund Inc: Ownership
| Ownership Information |
| Shares Outstanding |
6.00 Mil | | Institutional Ownership (%) | 53.99 | | Top 10 Institutions (%) | 53.80 | | Mutual Fund Ownership (%) | 1.29 | | 5%/Insider Ownership (%) | 1.85 | | Float (%) | 98.15 |
| Ownership Activity |
| Description | # of Holders | Shares |
| Total Positions |
18 | 3,239,558 | | New Positions | 3 | 0 | | Soldout Positions | 4 | 0 | | Net Position Change | 4 | 247,010 | | Buyers | 10 | 290,210 | | Sellers | 6 | -43,200 |
| advertisement |
|
|
|---|
| Institution Name |
Shs Held |
Shs Chg |
%Chg |
$Chg* |
%Out |
%Port |
Rpt Date |
| City of London Investment Management Co. Ltd. |
1,610,620 |
220,088 |
15.8 |
5,201,740 |
25.0 |
1.4 |
09-30-09 |
| Lazard Asset Management, L.L.C. |
1,042,487 |
29,623 |
2.9 |
2,062,545 |
16.2 |
0.0 |
09-30-09 |
| Levin Capital Strategies, L.P. |
418,637 |
0 |
0.0 |
690,751 |
6.5 |
0.2 |
09-30-09 |
| Beach Investment Counsel, Inc. |
65,400 |
300 |
0.5 |
111,378 |
1.0 |
0.1 |
09-30-09 |
| Wolverine Asset Management, L.L.C. |
40,659 |
34,618 |
573.1 |
416,918 |
0.6 |
0.1 |
06-30-09 |
| Karpus Investment Management |
27,346 |
-17,688 |
-39.3 |
-79,729 |
0.4 |
0.0 |
06-30-09 |
| Wells Fargo Securities, LLC |
7,705 |
1,518 |
24.5 |
34,686 |
0.1 |
0.0 |
06-30-09 |
| Ropes & Gray LLP |
7,000 |
0 |
0.0 |
11,550 |
0.1 |
0.0 |
09-30-09 |
| Metropolitan Life Insurance Co. (US) |
4,127 |
-954 |
-18.8 |
-4,218 |
0.1 |
0.0 |
09-30-09 |
| Wagner Investment Management, Inc. |
3,634 |
0 |
0.0 |
5,996 |
0.1 |
0.0 |
09-30-09 |
| Gramercy Advisors, L.L.C. |
3,413 |
100 |
3.0 |
6,788 |
0.1 |
0.0 |
09-30-09 |
| UBS Securities LLC |
2,995 |
874 |
41.2 |
15,045 |
0.0 |
0.0 |
09-30-09 |
| Credit Suisse Asset Management, LLC (US) |
2,001 |
2,001 |
100.0 |
26,433 |
0.0 |
0.0 |
09-30-09 |
| Banc of America Securities Merrill Lynch |
1,800 |
0 |
0.0 |
2,970 |
0.0 |
0.0 |
09-30-09 |
| Charles Schwab Investment Management, Inc. |
963 |
963 |
100.0 |
12,721 |
0.0 |
0.0 |
09-30-09 |
- *Category Headings:
- Shs Held - shares held at report date
- Shs Chg - position change within reporting period
- %Chg - % change
- $Chg - market value of the position change
- %Out - % of shares outstanding
- %Port - % Portfolio
- Rpt Date - report date
Page generated 11/24/2009 9:39 PM Eastern Time