Japan Equity Fund Inc: Ownership

Ownership Information
Shares Outstanding 14.00 Mil
Institutional Ownership (%)22.37
Top 10 Institutions (%)19.30
Mutual Fund Ownership (%).05
5%/Insider Ownership (%).00
Float (%).00
Ownership Activity
Description# of HoldersShares
Total Positions 393,131,941
New Positions60
Soldout Positions90
Net Position Change-9-665,873
Buyers11477,969
Sellers20-1,143,842
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
Shufro, Rose & Co., LLC 904,226 -11,800 -1.3 411,906 6.3 0.8 09-30-09
Karpus Investment Management 582,031 22,992 4.1 566,402 4.0 0.4 06-30-09
Gramercy Advisors, L.L.C. 296,057 -153,440 -34.1 -604,044 2.1 0.8 09-30-09
Evergreen Investment Management Company, LLC 276,760 136,710 97.6 788,788 1.9 0.0 06-30-09
Wolverine Asset Management, L.L.C. 182,382 182,382 100.0 900,967 1.3 0.1 06-30-09
Financial Counselors, Inc. 132,255 -528 -0.4 104,946 0.9 0.1 06-30-09
Financial & Investment Management Group, Ltd. 108,775 -150,875 -58.1 -688,759 0.8 0.3 09-30-09
TFS Capital, L.L.C. 94,258 94,258 100.0 514,649 0.7 0.1 09-30-09
Valley Forge Asset Management Corp. 81,350 0 0.0 42,302 0.6 0.0 09-30-09
Tattersall Advisory Group, Inc. 41,429 1,000 2.5 37,687 0.3 0.1 06-30-09
Burnham Asset Management Corporation 40,500 0 0.0 21,060 0.3 0.1 09-30-09
UBS Securities LLC 32,418 8,223 34.0 57,479 0.2 0.0 09-30-09
City of London Investment Management Co. Ltd. 29,602 -34,700 -54.0 -156,025 0.2 0.0 09-30-09
Argyle Capital Management, Inc. 28,500 0 0.0 14,820 0.2 0.1 09-30-09
Morgan Stanley & Co. Inc. 27,224 -525,925 -95.1 -2,150,018 0.2 0.0 06-30-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 11/24/2009 9:13 PM Eastern Time