Helios Strategic Income Fund: Ownership

Ownership Information
Shares Outstanding 6.00 Mil
Institutional Ownership (%)8.45
Top 10 Institutions (%)8.50
Mutual Fund Ownership (%).00
5%/Insider Ownership (%).00
Float (%).00
Ownership Activity
Description# of HoldersShares
Total Positions 10507,281
New PositionsNA0
Soldout Positions160
Net Position Change-16-78,706
Buyers465,027
Sellers20-143,733
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
Newgate Capital Management LLC 385,749 59,910 18.4 401,306 6.5 0.1 12-31-09
RBC Capital Markets Wealth Management 56,529 -1,672 -2.9 -36,811 1.0 0.0 09-30-09
Private Management Group, Inc. 55,594 -46,328 -45.5 -279,729 0.9 0.1 09-30-09
UBS Securities LLC 4,092 4,016 5,284.2 19,882 0.1 0.0 09-30-09
Bank of America Merrill Lynch (US) 1,377 1,099 395.3 5,315 0.0 0.0 09-30-09
Chronim Investments Inc. 1,362 0 0.0 -817 0.0 0.0 12-31-08
Wells Fargo Securities, LLC 1,150 -4,123 -78.2 -23,034 0.0 0.0 09-30-09
Evergreen Investment Management Company, LLC 1,125 -151 -11.8 -1,374 0.0 0.0 09-30-09
BlackRock Investment Management, LLC 228 0 0.0 -112 0.0 0.0 09-30-09
BlackRock Advisors (UK) Limited 75 2 2.7 -26 0.0 0.0 09-30-09
RiverSource Investments, LLC 0 -800 -100.0 -4,360 0.0 0.0 09-30-09
Horizon Asset Management, Inc. 0 -8,562 -100.0 -46,663 0.0 0.0 09-30-09
Morgan Asset Management, Inc. 0 -6,627 -100.0 -36,117 0.0 0.0 09-30-09
Morgan Stanley & Co. Inc. 0 -2,661 -100.0 -12,374 0.0 0.0 06-30-09
BlackRock Institutional Trust Company, N.A. 0 -2 -100.0 -10 0.0 0.0 12-31-08
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 2/10/2010 6:42 AM Eastern Time