John Hancock Preferred Income Fund III: Ownership

Ownership Information
Shares Outstanding 31.00 Mil
Institutional Ownership (%)10.88
Top 10 Institutions (%)10.40
Mutual Fund Ownership (%).00
5%/Insider Ownership (%).00
Float (%).00
Ownership Activity
Description# of HoldersShares
Total Positions 293,373,912
New Positions70
Soldout Positions170
Net Position Change-9-622,454
Buyers14673,462
Sellers23-1,295,916
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
Van Kampen Asset Management 776,770 -84,883 -9.9 316,392 2.5 0.0 09-30-09
Claymore Advisors, LLC 764,898 -60,448 -7.3 600,083 2.4 0.2 09-30-09
UBS Securities LLC 460,861 56,219 13.9 1,516,775 1.5 0.0 09-30-09
Morgan Stanley Smith Barney LLC 366,971 366,971 100.0 5,225,667 1.2 0.0 09-30-09
Cohen & Steers Capital Management, Inc. 244,505 -51,200 -17.3 -205,690 0.8 0.0 09-30-09
Tower Trust Company 146,750 12,350 9.2 300,602 0.5 2.0 12-31-09
Bank of America Merrill Lynch (US) 143,287 14,234 11.0 431,116 0.5 0.0 09-30-09
Millennium Management, L.L.C. 125,100 125,100 100.0 1,781,424 0.4 0.0 09-30-09
Credit Suisse Securities (USA) LLC 118,358 25,817 27.9 531,432 0.4 0.0 09-30-09
RBC Capital Markets Wealth Management 69,468 18,000 35.0 347,418 0.2 0.0 09-30-09
Sit Investment Associates, Inc. 47,999 47,999 100.0 683,506 0.2 0.0 09-30-09
Wells Fargo Securities, LLC 39,807 -20,691 -34.2 -187,558 0.1 0.0 09-30-09
FAF Advisors, Inc. 14,350 -900 -5.9 14,177 0.0 0.0 09-30-09
Yorktown Management & Research Company, Inc. 11,000 0 0.0 19,470 0.0 0.2 09-30-09
Head & Associates, LLC 10,500 0 0.0 18,585 0.0 0.1 09-30-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 2/10/2010 1:48 AM Eastern Time