Helios Multi-Sector High Income Fund: Ownership

Ownership Information
Shares Outstanding 7.00 Mil
Institutional Ownership (%)10.01
Top 10 Institutions (%)10.00
Mutual Fund Ownership (%).00
5%/Insider Ownership (%).00
Float (%).00
Ownership Activity
Description# of HoldersShares
Total Positions 7700,607
New Positions20
Soldout Positions190
Net Position Change-18-157,371
Buyers447,540
Sellers22-204,911
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
Private Management Group, Inc. 621,771 -5,180 -0.8 63,946 8.5 0.5 12-31-09
Horizon Asset Management, Inc. 35,760 7,136 24.9 34,976 0.5 0.0 09-30-09
Yorktown Management & Research Company, Inc. 33,000 33,000 100.0 151,800 0.5 0.1 12-31-09
UBS Securities LLC 9,229 6,904 296.9 31,047 0.1 0.0 09-30-09
Metropolitan Life Insurance Co. (US) 500 500 100.0 2,230 0.0 0.0 09-30-09
Wells Fargo Securities, LLC 338 -55,293 -99.4 -240,488 0.0 0.0 09-30-09
Signaturefd, LLC 9 -16 -64.0 -69 0.0 0.0 09-30-09
Rydex Investments 0 -9,600 -100.0 -36,000 0.0 0.0 12-31-08
People's Bank Investment Group 0 -1,000 -100.0 -3,600 0.0 0.0 06-30-09
Karpus Investment Management 0 -3,800 -100.0 -14,250 0.0 0.0 12-31-08
Morgan Asset Management, Inc. 0 -15,104 -100.0 -65,702 0.0 0.0 09-30-09
Western Investment, LLC 0 -2,589 -100.0 -11,262 0.0 0.0 09-30-09
OTA Advisors, L.L.C. 0 -10,485 -100.0 -39,319 0.0 0.0 12-31-08
Rockwood Partners L.P. 0 -15,280 -100.0 -57,300 0.0 0.0 12-31-08
TFS Capital, L.L.C. 0 -36,327 -100.0 -130,777 0.0 0.0 06-30-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 2/10/2010 11:23 AM Eastern Time