Helios High Income Fund: Ownership

Ownership Information
Shares Outstanding 5.00 Mil
Institutional Ownership (%)2.27
Top 10 Institutions (%)2.30
Mutual Fund Ownership (%).00
5%/Insider Ownership (%).00
Float (%).00
Ownership Activity
Description# of HoldersShares
Total Positions 8113,279
New Positions20
Soldout Positions130
Net Position Change-10-60,405
Buyers529,910
Sellers15-90,315
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
Private Management Group, Inc. 43,808 0 0.0 10,952 0.9 0.1 12-31-09
Horizon Asset Management, Inc. 38,261 7,580 24.7 55,024 0.8 0.0 09-30-09
Yorktown Management & Research Company, Inc. 15,000 15,000 100.0 101,100 0.3 0.1 12-31-09
Wells Fargo Securities, LLC 8,836 4,329 96.1 28,952 0.2 0.0 09-30-09
UBS Securities LLC 3,857 2,501 184.4 16,489 0.1 0.0 09-30-09
Bank of America Merrill Lynch (US) 2,816 -496 -15.0 -2,590 0.1 0.0 09-30-09
Metropolitan Life Insurance Co. (US) 500 500 100.0 3,245 0.0 0.0 09-30-09
BancorpSouth Investment Services Inc.(Texas) 201 -1 -0.5 31 0.0 0.0 09-30-09
RiverSource Investments, LLC 0 -20 -100.0 -107 0.0 0.0 12-31-08
Deutsche Asset Management Americas 0 -322 -100.0 -1,723 0.0 0.0 12-31-08
CLS Investment Firm, LLC 0 -22,000 -100.0 -117,700 0.0 0.0 12-31-08
AIG Investments 0 -9,865 -100.0 -52,778 0.0 0.0 06-30-09
Oppenheimer Asset Management Inc. 0 -2,052 -100.0 -10,978 0.0 0.0 12-31-08
Newgate Capital Management LLC 0 -7,134 -100.0 -33,530 0.0 0.0 03-31-09
Morgan Asset Management, Inc. 0 -3,594 -100.0 -22,642 0.0 0.0 09-30-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 2/10/2010 11:44 AM Eastern Time