SmartHeat Inc: Ownership

Ownership Information
Shares Outstanding 33.00 Mil
Institutional Ownership (%)34.67
Top 10 Institutions (%)24.80
Mutual Fund Ownership (%)1.60
5%/Insider Ownership (%).00
Float (%).00
Ownership Activity
Description# of HoldersShares
Total Positions 6911,439,817
New Positions490
Soldout Positions50
Net Position Change5210,853,056
Buyers6011,012,254
Sellers8-159,198
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
Fidelity Management & Research 3,962,333 3,962,333 100.0 47,032,892 12.1 0.0 09-30-09
Lord, Abbett & Co. LLC 940,456 940,456 100.0 11,163,213 2.9 0.0 09-30-09
Columbus Circle Investors 631,510 631,510 100.0 7,496,024 1.9 0.1 09-30-09
Pioneer Investment Management, Inc. 545,354 545,354 100.0 6,473,352 1.7 0.0 09-30-09
Janus Capital Management LLC 500,000 500,000 100.0 5,935,000 1.5 0.0 09-30-09
Neuberger Berman, LLC 400,200 400,200 100.0 4,750,374 1.2 0.0 09-30-09
Crestwood Capital Management LP 360,000 360,000 100.0 4,273,200 1.1 1.9 09-30-09
Turner Investment Partners, Inc. 311,728 311,728 100.0 3,700,211 1.0 0.0 09-30-09
Wall Street Associates, LLC 295,600 295,600 100.0 3,508,772 0.9 0.2 09-30-09
OppenheimerFunds, Inc. 250,350 250,350 100.0 2,971,655 0.8 0.0 09-30-09
Mason Street Advisors, LLC 250,000 250,000 100.0 2,967,500 0.8 0.0 09-30-09
Thrivent Asset Management, LLC 234,800 234,800 100.0 2,787,076 0.7 0.0 09-30-09
Federated Investors, Inc. 218,000 218,000 100.0 2,587,660 0.7 0.0 09-30-09
BlackRock Institutional Trust Company, N.A. 212,007 30,757 17.0 1,274,961 0.6 0.0 09-30-09
Delaware Investments 204,800 204,800 100.0 2,430,976 0.6 0.0 09-30-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 2/10/2010 12:30 AM Eastern Time