Claymore/Guggenheim Strategic Opportunities Fund: Ownership

Ownership Information
Shares Outstanding 9.00 Mil
Institutional Ownership (%)2.60
Top 10 Institutions (%)2.60
Mutual Fund Ownership (%).00
5%/Insider Ownership (%).00
Float (%).00
Ownership Activity
Description# of HoldersShares
Total Positions 11233,766
New Positions20
Soldout Positions80
Net Position Change-7-92,637
Buyers553,485
Sellers12-146,122
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
Raymond James & Associates, Inc. 50,941 -11,132 -17.9 -4,632 0.6 0.0 09-30-09
Morgan Stanley Smith Barney LLC 42,939 42,939 100.0 659,543 0.5 0.0 09-30-09
RBC Capital Markets Wealth Management 38,208 6,812 21.7 188,774 0.4 0.0 09-30-09
Bank of America Merrill Lynch (US) 36,374 1,434 4.1 115,666 0.4 0.0 09-30-09
Van Kampen Asset Management 31,081 -2,077 -6.3 56,961 0.3 0.0 09-30-09
Wells Fargo Securities, LLC 16,530 -5,350 -24.5 -23,537 0.2 0.0 09-30-09
UBS Securities LLC 12,571 -2,009 -13.8 8,217 0.1 0.0 09-30-09
PNC Wealth Management 2,800 1,300 86.7 23,988 0.0 0.0 09-30-09
Baird Investment Management 1,000 1,000 100.0 15,360 0.0 0.0 09-30-09
RiverSource Investments, LLC 672 0 0.0 1,801 0.0 0.0 09-30-09
Evergreen Investment Management Company, LLC 650 0 0.0 1,742 0.0 0.0 09-30-09
Morgan Stanley & Co. Inc. 0 -200 -100.0 -2,536 0.0 0.0 09-30-09
Doliver Capital Advisors, L.P. 0 -11,900 -100.0 -111,146 0.0 0.0 06-30-09
Diamond Capital Management (IN) 0 -750 -100.0 -9,510 0.0 0.0 09-30-09
Citi Investment Research (US) 0 -40,132 -100.0 -508,874 0.0 0.0 09-30-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 2/10/2010 3:22 AM Eastern Time