GSC Investment Corp: Ownership
| Ownership Information |
| Shares Outstanding |
8.00 Mil | | Institutional Ownership (%) | 17.56 | | Top 10 Institutions (%) | 17.60 | | Mutual Fund Ownership (%) | .98 | | 5%/Insider Ownership (%) | 3.51 | | Float (%) | 96.49 |
| Ownership Activity |
| Description | # of Holders | Shares |
| Total Positions |
11 | 1,404,726 | | New Positions | 3 | 0 | | Soldout Positions | 12 | 0 | | Net Position Change | -12 | -413,594 | | Buyers | 3 | 49,699 | | Sellers | 15 | -463,293 |
| advertisement |
|
|
|---|
| Institution Name |
Shs Held |
Shs Chg |
%Chg |
$Chg* |
%Out |
%Port |
Rpt Date |
| GSC Group |
995,798 |
0 |
0.0 |
1,264,664 |
12.0 |
83.2 |
09-30-09 |
| Wellington Management Company, LLP |
257,551 |
-57,200 |
-18.2 |
196,102 |
3.1 |
0.0 |
09-30-09 |
| Confluence Investment Management LLC |
50,500 |
0 |
0.0 |
64,135 |
0.6 |
0.0 |
09-30-09 |
| Kayne Anderson Capital Advisors, L.P. |
46,700 |
0 |
0.0 |
59,309 |
0.6 |
0.0 |
09-30-09 |
| Morgan Stanley Smith Barney LLC |
29,049 |
29,049 |
100.0 |
103,414 |
0.4 |
0.0 |
09-30-09 |
| Winmill & Co. Incorporated. |
18,900 |
18,900 |
100.0 |
67,284 |
0.2 |
0.1 |
09-30-09 |
| Wells Fargo Securities, LLC |
2,117 |
0 |
0.0 |
2,689 |
0.0 |
0.0 |
09-30-09 |
| RiverSource Investments, LLC |
1,937 |
0 |
0.0 |
2,460 |
0.0 |
0.0 |
09-30-09 |
| UBS Securities LLC |
1,750 |
1,750 |
100.0 |
6,230 |
0.0 |
0.0 |
09-30-09 |
| RBC Capital Markets Wealth Management |
374 |
-12,372 |
-97.1 |
-27,857 |
0.0 |
0.0 |
09-30-09 |
| Morgan Stanley & Co. Inc. |
50 |
-25,600 |
-99.8 |
-58,561 |
0.0 |
0.0 |
09-30-09 |
| First New York Capital Corp. |
0 |
-16,500 |
-100.0 |
-37,785 |
0.0 |
0.0 |
09-30-09 |
| Banc of America Securities Merrill Lynch |
0 |
-15,600 |
-100.0 |
-34,944 |
0.0 |
0.0 |
06-30-09 |
| Wells Fargo Bank, N.A. |
0 |
-1,620 |
-100.0 |
-3,710 |
0.0 |
0.0 |
09-30-09 |
| QVT Financial LP |
0 |
-18,767 |
-100.0 |
-115,417 |
0.0 |
0.0 |
12-31-08 |
- *Category Headings:
- Shs Held - shares held at report date
- Shs Chg - position change within reporting period
- %Chg - % change
- $Chg - market value of the position change
- %Out - % of shares outstanding
- %Port - % Portfolio
- Rpt Date - report date
Page generated 11/25/2009 9:02 AM Eastern Time