GSC Investment Corp: Ownership

Ownership Information
Shares Outstanding 8.00 Mil
Institutional Ownership (%)17.56
Top 10 Institutions (%)17.60
Mutual Fund Ownership (%).98
5%/Insider Ownership (%)3.51
Float (%)96.49
Ownership Activity
Description# of HoldersShares
Total Positions 111,404,726
New Positions30
Soldout Positions120
Net Position Change-12-413,594
Buyers349,699
Sellers15-463,293
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
GSC Group 995,798 0 0.0 1,264,664 12.0 83.2 09-30-09
Wellington Management Company, LLP 257,551 -57,200 -18.2 196,102 3.1 0.0 09-30-09
Confluence Investment Management LLC 50,500 0 0.0 64,135 0.6 0.0 09-30-09
Kayne Anderson Capital Advisors, L.P. 46,700 0 0.0 59,309 0.6 0.0 09-30-09
Morgan Stanley Smith Barney LLC 29,049 29,049 100.0 103,414 0.4 0.0 09-30-09
Winmill & Co. Incorporated. 18,900 18,900 100.0 67,284 0.2 0.1 09-30-09
Wells Fargo Securities, LLC 2,117 0 0.0 2,689 0.0 0.0 09-30-09
RiverSource Investments, LLC 1,937 0 0.0 2,460 0.0 0.0 09-30-09
UBS Securities LLC 1,750 1,750 100.0 6,230 0.0 0.0 09-30-09
RBC Capital Markets Wealth Management 374 -12,372 -97.1 -27,857 0.0 0.0 09-30-09
Morgan Stanley & Co. Inc. 50 -25,600 -99.8 -58,561 0.0 0.0 09-30-09
First New York Capital Corp. 0 -16,500 -100.0 -37,785 0.0 0.0 09-30-09
Banc of America Securities Merrill Lynch 0 -15,600 -100.0 -34,944 0.0 0.0 06-30-09
Wells Fargo Bank, N.A. 0 -1,620 -100.0 -3,710 0.0 0.0 09-30-09
QVT Financial LP 0 -18,767 -100.0 -115,417 0.0 0.0 12-31-08
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 11/25/2009 9:02 AM Eastern Time