Clough Global Allocation Fund: Ownership

Ownership Information
Shares Outstanding 10.00 Mil
Institutional Ownership (%)9.75
Top 10 Institutions (%)9.60
Mutual Fund Ownership (%).04
5%/Insider Ownership (%).00
Float (%).00
Ownership Activity
Description# of HoldersShares
Total Positions 18974,639
New Positions20
Soldout Positions180
Net Position Change-18-253,143
Buyers6118,724
Sellers24-371,867
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
Bank of America Merrill Lynch (US) 404,388 -11,988 -2.9 661,172 3.9 0.0 09-30-09
1607 Capital Partners, LLC 184,456 200 0.1 373,287 1.8 0.5 09-30-09
Morgan Stanley Smith Barney LLC 97,409 97,409 100.0 1,428,016 0.9 0.0 09-30-09
Gramercy Advisors, L.L.C. 64,375 0 0.0 129,394 0.6 0.4 09-30-09
Evergreen Investment Management Company, LLC 56,631 -7,374 -11.5 20,547 0.5 0.0 09-30-09
Cornerstone Advisors, Inc. 51,578 11,600 29.0 250,411 0.5 0.6 09-30-09
Van Kampen Asset Management 47,495 -42,954 -47.5 -447,903 0.5 0.0 09-30-09
Raymond James & Associates, Inc. 22,363 -3,707 -14.2 -1,944 0.2 0.0 09-30-09
TFS Capital, L.L.C. 16,875 4,727 38.9 93,716 0.2 0.0 09-30-09
Oppenheimer Asset Management Inc. 10,400 0 0.0 20,904 0.1 0.0 09-30-09
Wells Fargo Securities, LLC 5,116 -2,300 -31.0 -18,811 0.0 0.0 09-30-09
RiverSource Investments, LLC 3,705 3,705 100.0 54,315 0.0 0.0 09-30-09
Tattersall Advisory Group, Inc. 3,649 -8,436 -69.8 -99,381 0.0 0.0 09-30-09
YieldQuest Advisors, LLC 2,500 0 0.0 5,025 0.0 0.0 09-30-09
UBS Securities LLC 1,970 1,083 122.1 17,659 0.0 0.0 09-30-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 2/10/2010 5:48 AM Eastern Time