Clough Global Allocation Fund: Ownership

Ownership Information
Shares Outstanding 10.00 Mil
Institutional Ownership (%)10.02
Top 10 Institutions (%)9.70
Mutual Fund Ownership (%).04
5%/Insider Ownership (%).00
Float (%).00
Ownership Activity
Description# of HoldersShares
Total Positions 181,002,066
New Positions10
Soldout Positions170
Net Position Change-11-183,257
Buyers993,285
Sellers20-276,542
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
Banc of America Securities Merrill Lynch 404,388 -11,988 -2.9 661,172 3.9 0.0 09-30-09
1607 Capital Partners, LLC 184,256 22,537 13.9 603,679 1.8 0.4 06-30-09
Van Kampen Asset Management Inc. 90,449 -17,116 -15.9 -4,614 0.9 0.0 06-30-09
Gramercy Advisors, L.L.C. 64,375 0 0.0 129,394 0.6 0.4 09-30-09
Evergreen Investment Management Company, LLC 64,005 16,700 35.3 304,446 0.6 0.0 06-30-09
Cornerstone Advisors, Inc. 51,578 11,600 29.0 250,411 0.5 0.6 09-30-09
Morgan Stanley & Co. Inc. 44,397 13,678 44.5 233,543 0.4 0.0 06-30-09
Raymond James & Associates, Inc. 26,070 -800 -3.0 42,814 0.3 0.0 06-30-09
Wolverine Asset Management, L.L.C. 19,573 19,573 100.0 247,598 0.2 0.0 06-30-09
TFS Capital, L.L.C. 16,875 4,727 38.9 93,716 0.2 0.0 09-30-09
Tattersall Advisory Group, Inc. 12,085 1,450 13.6 39,293 0.1 0.0 06-30-09
Oppenheimer Asset Management Inc. 10,400 0 0.0 20,488 0.1 0.0 06-30-09
Wells Fargo Securities, LLC 7,416 1,937 35.4 35,296 0.1 0.0 06-30-09
YieldQuest Advisors, LLC 2,500 0 0.0 5,025 0.0 0.0 09-30-09
UBS Securities LLC 1,970 1,083 122.1 17,659 0.0 0.0 09-30-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 11/25/2009 2:27 AM Eastern Time