Clough Global Opportunities Fund: Ownership
| Ownership Information |
| Shares Outstanding |
52.00 Mil | | Institutional Ownership (%) | 23.44 | | Top 10 Institutions (%) | 19.80 | | Mutual Fund Ownership (%) | .01 | | 5%/Insider Ownership (%) | .00 | | Float (%) | .00 |
| Ownership Activity |
| Description | # of Holders | Shares |
| Total Positions |
53 | 12,186,255 | | New Positions | 5 | 0 | | Soldout Positions | 14 | 0 | | Net Position Change | -6 | 1,116,477 | | Buyers | 23 | 2,659,247 | | Sellers | 29 | -1,542,770 |
| advertisement |
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| Institution Name |
Shs Held |
Shs Chg |
%Chg |
$Chg* |
%Out |
%Port |
Rpt Date |
| Lazard Asset Management, L.L.C. |
3,051,455 |
1,172,100 |
62.4 |
18,433,002 |
5.9 |
0.1 |
09-30-09 |
| 1607 Capital Partners, LLC |
1,298,614 |
41,600 |
3.3 |
2,915,815 |
2.5 |
2.8 |
09-30-09 |
| Claymore Advisors, LLC |
1,074,506 |
-279,901 |
-20.7 |
-975,771 |
2.1 |
0.3 |
09-30-09 |
| Rivernorth Capital Management Inc. |
968,636 |
-58,714 |
-5.7 |
1,207,471 |
1.9 |
5.4 |
09-30-09 |
| Bank of America Merrill Lynch (US) |
926,576 |
9,341 |
1.0 |
1,861,191 |
1.8 |
0.0 |
09-30-09 |
| Cohen & Steers Capital Management, Inc. |
859,885 |
-25,900 |
-2.9 |
1,354,580 |
1.7 |
0.1 |
09-30-09 |
| Morgan Stanley Smith Barney LLC |
712,609 |
712,609 |
100.0 |
9,035,882 |
1.4 |
0.0 |
09-30-09 |
| Van Kampen Asset Management |
693,131 |
94,507 |
15.8 |
2,335,734 |
1.3 |
0.0 |
09-30-09 |
| Relative Value Partners, L.L.C. |
379,432 |
379,432 |
100.0 |
4,811,198 |
0.7 |
1.9 |
09-30-09 |
| Evergreen Investment Management Company, LLC |
348,712 |
50,172 |
16.8 |
1,203,407 |
0.7 |
0.0 |
09-30-09 |
| Punch & Associates Investment Management, Inc. |
236,036 |
-22,360 |
-8.7 |
207,427 |
0.5 |
1.2 |
09-30-09 |
| Gramercy Advisors, L.L.C. |
196,185 |
-2,900 |
-1.5 |
341,490 |
0.4 |
1.2 |
09-30-09 |
| UBS Securities LLC |
158,248 |
23,940 |
17.8 |
558,745 |
0.3 |
0.0 |
09-30-09 |
| Wells Fargo Securities, LLC |
145,995 |
-14,979 |
-9.3 |
115,917 |
0.3 |
0.0 |
09-30-09 |
| TFS Capital, L.L.C. |
133,627 |
69,103 |
107.1 |
998,821 |
0.3 |
0.2 |
09-30-09 |
- *Category Headings:
- Shs Held - shares held at report date
- Shs Chg - position change within reporting period
- %Chg - % change
- $Chg - market value of the position change
- %Out - % of shares outstanding
- %Port - % Portfolio
- Rpt Date - report date
Page generated 2/10/2010 1:20 AM Eastern Time