Gladstone Capital Corp: Ownership

Ownership Information
Shares Outstanding 21.00 Mil
Institutional Ownership (%)34.99
Top 10 Institutions (%)21.70
Mutual Fund Ownership (%)2.92
5%/Insider Ownership (%)7.06
Float (%)92.94
Ownership Activity
Description# of HoldersShares
Total Positions 767,347,550
New Positions150
Soldout Positions300
Net Position Change-7541,607
Buyers401,871,302
Sellers47-1,329,695
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
BlackRock Institutional Trust Company, N.A. 908,018 65,820 7.8 1,766,850 4.3 0.0 09-30-09
T. Rowe Price Associates, Inc. 634,300 2,200 0.3 904,586 3.0 0.0 09-30-09
Confluence Investment Management LLC 504,789 -45,883 -8.3 -1,035,674 2.4 0.8 12-31-09
Jennison Associates LLC 485,861 -138,160 -22.1 -360,139 2.3 0.0 09-30-09
OppenheimerFunds, Inc. 460,693 442,732 2,465.0 3,978,742 2.2 0.0 09-30-09
State Street Global Advisors (US) 391,920 107,269 37.7 1,356,424 1.9 0.0 09-30-09
Zirkin-Cutler Investments, Inc. 388,615 -28,900 -6.9 326,444 1.8 0.7 09-30-09
Vanguard Group, Inc. 360,826 17,937 5.2 640,222 1.7 0.0 09-30-09
Fifth Third Asset Management Inc. 216,561 49,685 29.8 677,314 1.0 0.0 09-30-09
Millennium Management, L.L.C. 202,242 202,242 100.0 1,806,021 1.0 0.0 09-30-09
Baird Investment Management 195,534 -21,814 -10.0 109,489 0.9 0.1 09-30-09
Goldman Sachs Asset Management (US) 174,427 150,384 625.5 1,376,589 0.8 0.0 09-30-09
Lafayette Investments, Inc. 171,850 53 0.0 240,990 0.8 1.3 09-30-09
RBC Capital Markets Wealth Management 155,583 -3,525 -2.2 191,273 0.7 0.0 09-30-09
Martingale Asset Management, L.P. 145,300 145,300 100.0 1,297,529 0.7 0.1 09-30-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 2/10/2010 5:39 AM Eastern Time