Greater China Fund Inc: Ownership
| Ownership Information |
| Shares Outstanding |
23.00 Mil | | Institutional Ownership (%) | 17.40 | | Top 10 Institutions (%) | 13.90 | | Mutual Fund Ownership (%) | .71 | | 5%/Insider Ownership (%) | .00 | | Float (%) | .00 |
| Ownership Activity |
| Description | # of Holders | Shares |
| Total Positions |
48 | 4,001,497 | | New Positions | 11 | 0 | | Soldout Positions | 18 | 0 | | Net Position Change | -2 | 555,315 | | Buyers | 24 | 1,279,549 | | Sellers | 26 | -724,234 |
| advertisement |
|
|
|---|
| Institution Name |
Shs Held |
Shs Chg |
%Chg |
$Chg* |
%Out |
%Port |
Rpt Date |
| Lazard Asset Management, L.L.C. |
1,136,695 |
170,471 |
17.6 |
3,162,483 |
5.0 |
0.0 |
09-30-09 |
| City of London Investment Management Co. Ltd. |
612,979 |
574,950 |
1,511.9 |
7,091,100 |
2.7 |
0.5 |
09-30-09 |
| Levin Capital Strategies, L.P. |
440,945 |
-1,800 |
-0.4 |
469,379 |
1.9 |
0.2 |
09-30-09 |
| First Wilshire Securities Management, Inc. |
229,559 |
-52 |
0.0 |
697,438 |
1.0 |
0.8 |
06-30-09 |
| Cascade Investment, L.L.C. |
166,414 |
0 |
0.0 |
505,898 |
0.7 |
0.0 |
06-30-09 |
| Columbia Management Advisors, LLC |
148,172 |
-66,338 |
-30.9 |
-575,198 |
0.7 |
0.0 |
09-30-09 |
| Doliver Capital Advisors, L.P. |
147,000 |
147,000 |
100.0 |
1,802,220 |
0.6 |
1.8 |
09-30-09 |
| Wells Fargo Securities, LLC |
141,285 |
70,333 |
99.1 |
999,907 |
0.6 |
0.0 |
06-30-09 |
| Gramercy Advisors, L.L.C. |
90,331 |
19,964 |
28.4 |
322,866 |
0.4 |
0.5 |
09-30-09 |
| Morgan Stanley & Co. Inc. |
79,531 |
-6,716 |
-7.8 |
187,308 |
0.3 |
0.0 |
06-30-09 |
| Wolverine Asset Management, L.L.C. |
77,449 |
77,449 |
100.0 |
863,556 |
0.3 |
0.1 |
06-30-09 |
| Banc of America Securities Merrill Lynch |
69,800 |
7,691 |
12.4 |
163,233 |
0.3 |
0.0 |
09-30-09 |
| Credit Suisse Asset Management, LLC (US) |
60,355 |
60,355 |
100.0 |
739,952 |
0.3 |
0.0 |
09-30-09 |
| RBC Asset Management, Inc. |
59,802 |
43,278 |
261.9 |
532,782 |
0.3 |
0.0 |
06-30-09 |
| Dominick & Dominick LLC |
59,411 |
-1,000 |
-1.7 |
172,500 |
0.3 |
0.5 |
06-30-09 |
- *Category Headings:
- Shs Held - shares held at report date
- Shs Chg - position change within reporting period
- %Chg - % change
- $Chg - market value of the position change
- %Out - % of shares outstanding
- %Port - % Portfolio
- Rpt Date - report date
Page generated 11/25/2009 12:25 AM Eastern Time