Greater China Fund Inc: Ownership

Ownership Information
Shares Outstanding 23.00 Mil
Institutional Ownership (%)17.40
Top 10 Institutions (%)13.90
Mutual Fund Ownership (%).71
5%/Insider Ownership (%).00
Float (%).00
Ownership Activity
Description# of HoldersShares
Total Positions 484,001,497
New Positions110
Soldout Positions180
Net Position Change-2555,315
Buyers241,279,549
Sellers26-724,234
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
Lazard Asset Management, L.L.C. 1,136,695 170,471 17.6 3,162,483 5.0 0.0 09-30-09
City of London Investment Management Co. Ltd. 612,979 574,950 1,511.9 7,091,100 2.7 0.5 09-30-09
Levin Capital Strategies, L.P. 440,945 -1,800 -0.4 469,379 1.9 0.2 09-30-09
First Wilshire Securities Management, Inc. 229,559 -52 0.0 697,438 1.0 0.8 06-30-09
Cascade Investment, L.L.C. 166,414 0 0.0 505,898 0.7 0.0 06-30-09
Columbia Management Advisors, LLC 148,172 -66,338 -30.9 -575,198 0.7 0.0 09-30-09
Doliver Capital Advisors, L.P. 147,000 147,000 100.0 1,802,220 0.6 1.8 09-30-09
Wells Fargo Securities, LLC 141,285 70,333 99.1 999,907 0.6 0.0 06-30-09
Gramercy Advisors, L.L.C. 90,331 19,964 28.4 322,866 0.4 0.5 09-30-09
Morgan Stanley & Co. Inc. 79,531 -6,716 -7.8 187,308 0.3 0.0 06-30-09
Wolverine Asset Management, L.L.C. 77,449 77,449 100.0 863,556 0.3 0.1 06-30-09
Banc of America Securities Merrill Lynch 69,800 7,691 12.4 163,233 0.3 0.0 09-30-09
Credit Suisse Asset Management, LLC (US) 60,355 60,355 100.0 739,952 0.3 0.0 09-30-09
RBC Asset Management, Inc. 59,802 43,278 261.9 532,782 0.3 0.0 06-30-09
Dominick & Dominick LLC 59,411 -1,000 -1.7 172,500 0.3 0.5 06-30-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 11/25/2009 12:25 AM Eastern Time