First Trust Enhanced Equity Income Fund: Ownership
| Ownership Information |
| Shares Outstanding |
20.00 Mil | | Institutional Ownership (%) | 11.17 | | Top 10 Institutions (%) | 9.70 | | Mutual Fund Ownership (%) | .04 | | 5%/Insider Ownership (%) | .00 | | Float (%) | .00 |
| Ownership Activity |
| Description | # of Holders | Shares |
| Total Positions |
31 | 2,233,334 | | New Positions | 5 | 0 | | Soldout Positions | 19 | 0 | | Net Position Change | -23 | -677,150 | | Buyers | 11 | 136,074 | | Sellers | 34 | -813,224 |
| advertisement |
|
|
|---|
| Institution Name |
Shs Held |
Shs Chg |
%Chg |
$Chg* |
%Out |
%Port |
Rpt Date |
| Karpus Investment Management |
679,730 |
-79,190 |
-10.4 |
243,993 |
3.4 |
0.9 |
09-30-09 |
| Van Kampen Asset Management |
263,108 |
-13,690 |
-4.9 |
244,564 |
1.3 |
0.0 |
09-30-09 |
| North Star Investment Management Corporation |
259,490 |
-4,435 |
-1.7 |
333,441 |
1.3 |
2.4 |
12-31-09 |
| SG Americas Securities, L.L.C. |
160,778 |
0 |
0.0 |
223,482 |
0.8 |
0.0 |
09-30-09 |
| Parametric Portfolio Associates LLC |
116,526 |
-19,672 |
-14.4 |
-12,126 |
0.6 |
0.0 |
09-30-09 |
| Rockwood Partners L.P. |
100,000 |
-700 |
-0.7 |
132,805 |
0.5 |
2.1 |
09-30-09 |
| Rydex Investments |
96,370 |
-4,180 |
-4.2 |
96,962 |
0.5 |
0.0 |
09-30-09 |
| Morgan Stanley Smith Barney LLC |
89,291 |
89,291 |
100.0 |
914,340 |
0.4 |
0.0 |
09-30-09 |
| Gramercy Advisors, L.L.C. |
88,028 |
-53,020 |
-37.6 |
-346,868 |
0.4 |
0.4 |
09-30-09 |
| 1607 Capital Partners, LLC |
80,300 |
600 |
0.8 |
116,927 |
0.4 |
0.1 |
09-30-09 |
| Wells Fargo Securities, LLC |
78,046 |
-11,708 |
-13.0 |
4,868 |
0.4 |
0.0 |
09-30-09 |
| TFS Capital, L.L.C. |
44,791 |
-47,254 |
-51.3 |
-355,938 |
0.2 |
0.1 |
09-30-09 |
| Raymond James & Associates, Inc. |
28,610 |
3,200 |
12.6 |
68,088 |
0.1 |
0.0 |
09-30-09 |
| Tewksbury Capital Management Ltd. |
23,800 |
-27,900 |
-54.0 |
-213,833 |
0.1 |
0.0 |
09-30-09 |
| Peak 6 Capital Management, LLC |
20,600 |
0 |
0.0 |
28,634 |
0.1 |
0.0 |
09-30-09 |
- *Category Headings:
- Shs Held - shares held at report date
- Shs Chg - position change within reporting period
- %Chg - % change
- $Chg - market value of the position change
- %Out - % of shares outstanding
- %Port - % Portfolio
- Rpt Date - report date
Page generated 2/10/2010 7:47 AM Eastern Time