First Opportunity Fund: Ownership
| Ownership Information |
| Shares Outstanding |
29.00 Mil | | Institutional Ownership (%) | 14.71 | | Top 10 Institutions (%) | 13.60 | | Mutual Fund Ownership (%) | .00 | | 5%/Insider Ownership (%) | .00 | | Float (%) | .00 |
| Ownership Activity |
| Description | # of Holders | Shares |
| Total Positions |
32 | 4,265,557 | | New Positions | 11 | 0 | | Soldout Positions | 12 | 0 | | Net Position Change | 2 | 418,558 | | Buyers | 20 | 1,159,901 | | Sellers | 18 | -741,343 |
| advertisement |
|
|
|---|
| Institution Name |
Shs Held |
Shs Chg |
%Chg |
$Chg* |
%Out |
%Port |
Rpt Date |
| T. Rowe Price Associates, Inc. |
2,063,231 |
3,600 |
0.2 |
2,947,716 |
7.2 |
0.0 |
09-30-09 |
| Beach Investment Counsel, Inc. |
1,071,230 |
707,122 |
194.2 |
4,118,514 |
3.7 |
0.9 |
12-31-09 |
| Mason Street Advisors, LLC |
162,000 |
3,100 |
2.0 |
245,478 |
0.6 |
0.0 |
09-30-09 |
| Steadfast Financial, L.L.C. |
150,000 |
0 |
0.0 |
213,000 |
0.5 |
0.1 |
09-30-09 |
| Private Management Group, Inc. |
138,889 |
138,889 |
100.0 |
836,112 |
0.5 |
0.1 |
12-31-09 |
| RBC Global Asset Management (U.S.) Inc. |
91,200 |
-87,412 |
-48.9 |
-305,808 |
0.3 |
0.0 |
09-30-09 |
| Raffles Capital Management, L.P. |
84,276 |
2,000 |
2.4 |
129,632 |
0.3 |
0.4 |
09-30-09 |
| Morgan Stanley Smith Barney LLC |
68,112 |
68,112 |
100.0 |
435,917 |
0.2 |
0.0 |
09-30-09 |
| Levin Capital Strategies, L.P. |
60,600 |
40,000 |
194.2 |
285,252 |
0.2 |
0.0 |
09-30-09 |
| Rockwood Partners L.P. |
52,012 |
25,712 |
97.8 |
201,903 |
0.2 |
0.7 |
09-30-09 |
| Rivernorth Capital Management Inc. |
43,000 |
43,000 |
100.0 |
275,200 |
0.2 |
0.1 |
09-30-09 |
| Beck, Mack & Oliver LLC |
41,027 |
-9,488 |
-18.8 |
-76,313 |
0.1 |
0.0 |
12-31-09 |
| J.P. Morgan Investment Management Inc. (New York) |
40,100 |
25,000 |
165.6 |
181,442 |
0.1 |
0.0 |
09-30-09 |
| Credit Suisse Securities (USA) LLC |
28,460 |
28,460 |
100.0 |
182,144 |
0.1 |
0.0 |
09-30-09 |
| Wolverine Asset Management, L.L.C. |
27,690 |
27,690 |
100.0 |
166,694 |
0.1 |
0.0 |
12-31-09 |
- *Category Headings:
- Shs Held - shares held at report date
- Shs Chg - position change within reporting period
- %Chg - % change
- $Chg - market value of the position change
- %Out - % of shares outstanding
- %Port - % Portfolio
- Rpt Date - report date
Page generated 2/10/2010 10:14 AM Eastern Time