First Tr/Four Corners Senior Floating Rt Inc Fd II: Ownership

Ownership Information
Shares Outstanding 25.00 Mil
Institutional Ownership (%)24.71
Top 10 Institutions (%)17.10
Mutual Fund Ownership (%).00
5%/Insider Ownership (%).00
Float (%).00
Ownership Activity
Description# of HoldersShares
Total Positions 496,177,650
New Positions140
Soldout Positions230
Net Position Change-3-2,339,698
Buyers291,097,634
Sellers32-3,437,332
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
Rivernorth Capital Management Inc. 706,368 7,720 1.1 965,834 2.8 3.5 09-30-09
UBS Securities LLC 682,230 58,388 9.4 1,432,980 2.7 0.0 09-30-09
Eaton Vance Management 545,685 -15,000 -2.7 540,263 2.2 0.0 09-30-09
Morgan Stanley Smith Barney LLC 530,316 530,316 100.0 5,875,901 2.1 0.0 09-30-09
Kayne Anderson Capital Advisors, L.P. 511,699 134,277 35.6 1,963,341 2.0 0.2 09-30-09
Banc of America Securities Merrill Lynch 355,664 171 0.0 449,816 1.4 0.0 09-30-09
1607 Capital Partners, LLC 328,960 49,246 17.6 898,086 1.3 0.6 09-30-09
BNP Paribas Arbitrage SA 302,806 -55,000 -15.4 -158,565 1.2 0.0 09-30-09
Goldman Sachs Asset Management (US) 244,515 0 0.0 308,089 1.0 0.0 09-30-09
Wells Fargo Securities, LLC 238,788 37,265 18.5 666,815 0.9 0.0 09-30-09
Cohen & Steers Capital Management, Inc. 208,904 22,300 12.0 482,205 0.8 0.0 09-30-09
Millennium Management, L.L.C. 207,700 170,590 459.7 1,936,896 0.8 0.0 09-30-09
Karpus Investment Management 198,253 44,200 28.7 683,843 0.8 0.3 09-30-09
Claymore Advisors, LLC 187,740 -26,365 -12.3 -22,352 0.7 0.0 09-30-09
Evergreen Investment Management Company, LLC 175,115 44,080 33.6 653,510 0.7 0.0 09-30-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 11/25/2009 8:07 AM Eastern Time