First Tr/Four Corners Senior Floating Rate Inc Fd: Ownership

Ownership Information
Shares Outstanding 5.00 Mil
Institutional Ownership (%)21.43
Top 10 Institutions (%)19.20
Mutual Fund Ownership (%).55
5%/Insider Ownership (%).00
Float (%).00
Ownership Activity
Description# of HoldersShares
Total Positions 211,071,547
New Positions20
Soldout Positions120
Net Position Change-13-411,719
Buyers6134,441
Sellers19-546,160
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
J.P. Morgan Investment Management Inc. (New York) 132,582 1,277 1.0 269,366 2.7 0.0 09-30-09
Horizon Asset Management, Inc. 125,185 22,273 21.6 454,898 2.5 0.0 09-30-09
Goldman Sachs Asset Management (US) 124,093 0 0.0 227,090 2.5 0.0 06-30-09
Morgan Stanley & Co. Inc. 116,762 -11,732 -9.1 123,455 2.4 0.0 06-30-09
Tattersall Advisory Group, Inc. 114,150 6,800 6.3 261,187 2.3 0.3 06-30-09
Rivernorth Capital Management Inc. 92,746 92,746 100.0 1,062,869 1.9 0.5 09-30-09
BNP Paribas Arbitrage SA 85,085 0 0.0 155,705 1.7 0.0 06-30-09
Evergreen Investment Management Company, LLC 80,569 0 0.0 147,441 1.6 0.0 06-30-09
UBS Securities LLC 48,055 -1,568 -3.2 78,299 1.0 0.0 09-30-09
Sit Investment Associates, Inc. 39,001 -28,899 -42.6 -199,457 0.8 0.0 09-30-09
Highbridge Capital Management, LLC 29,200 0 0.0 56,648 0.6 0.0 09-30-09
Wells Fargo Securities, LLC 24,670 -10,632 -30.1 -36,614 0.5 0.0 06-30-09
Karpus Investment Management 24,000 0 0.0 43,920 0.5 0.0 06-30-09
Millennium Management, L.L.C. 11,200 11,200 100.0 106,624 0.2 0.0 06-30-09
ADAR Investment Management LLC 10,000 -5,000 -33.3 -20,150 0.2 0.2 06-30-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 11/25/2009 6:25 AM Eastern Time