FirstCity Financial Corp: Ownership

Ownership Information
Shares Outstanding 10.00 Mil
Institutional Ownership (%)42.34
Top 10 Institutions (%)40.30
Mutual Fund Ownership (%).18
5%/Insider Ownership (%)12.17
Float (%)87.83
Ownership Activity
Description# of HoldersShares
Total Positions 234,233,791
New Positions40
Soldout Positions70
Net Position Change-1168,943
Buyers11630,855
Sellers12-461,912
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
Heartland Advisors, Inc. 1,401,041 354,643 33.9 6,733,817 14.2 0.4 09-30-09
First Manhattan Company 860,032 -7,018 -0.8 3,142,569 8.7 0.1 09-30-09
Dimensional Fund Advisors, LP 670,413 6,187 0.9 2,501,108 6.8 0.0 09-30-09
F&C Asset Management plc 433,899 -123,498 -22.2 1,056,461 4.4 0.1 09-30-09
Morgan Stanley Smith Barney LLC 222,315 222,315 100.0 1,800,752 2.3 0.0 09-30-09
Advisory Research, Inc. 119,997 0 0.0 442,789 1.2 0.0 09-30-09
Voyageur Asset Management Inc. 93,800 -10,000 -9.6 302,022 1.0 0.0 09-30-09
SMH Capital Inc. (Asset Management) 86,300 -9,402 -9.8 33,148 0.9 0.4 09-30-08
Renaissance Technologies Corp. 75,800 6,100 8.8 306,603 0.8 0.0 09-30-09
Vanguard Group, Inc. 61,500 1,302 2.2 232,677 0.6 0.0 09-30-09
Beck, Mack & Oliver LLC 39,500 0 0.0 145,755 0.4 0.0 09-30-09
California Public Employees' Retirement System 35,149 0 0.0 89,981 0.4 0.0 06-30-09
Northern Trust Investments, N.A. 31,089 20,819 202.7 206,530 0.3 0.0 09-30-09
Barclays Global Investors, N.A. 26,457 740 2.9 100,890 0.3 0.0 09-30-09
Sanders Morris Harris Group Inc 21,100 -1,402 -6.2 71,676 0.2 0.1 09-30-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 11/25/2009 9:09 AM Eastern Time