FalconStor Software Inc: Ownership

Ownership Information
Shares Outstanding 45.00 Mil
Institutional Ownership (%)28.76
Top 10 Institutions (%)19.90
Mutual Fund Ownership (%)1.35
5%/Insider Ownership (%)20.00
Float (%)80.00
Ownership Activity
Description# of HoldersShares
Total Positions 7112,943,217
New Positions110
Soldout Positions460
Net Position Change-28-9,157,659
Buyers38994,333
Sellers66-10,151,992
advertisement
Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
BlackRock Institutional Trust Company, N.A. 1,911,766 81,521 4.5 807,813 4.3 0.0 09-30-09
Vanguard Group, Inc. 1,512,082 -23,998 -1.6 218,668 3.4 0.0 09-30-09
Essex Investment Management Company, LLC 1,216,042 -48,597 -3.8 -1,348,125 2.7 0.3 12-31-09
Dimensional Fund Advisors, LP 1,143,353 31,235 2.8 399,904 2.5 0.0 09-30-09
Salem Investment Counselors, Inc. 867,448 -12,000 -1.4 133,839 1.9 0.9 09-30-09
State Street Global Advisors (US) 666,629 172,032 34.8 963,810 1.5 0.0 09-30-09
Thrivent Asset Management, LLC 456,200 17,600 4.0 183,964 1.0 0.0 09-30-09
Deutsche Investment Management Americas, Inc. 450,240 -187,700 -29.4 -792,522 1.0 0.0 09-30-09
Kennedy Capital Management, Inc. 386,336 106,546 38.1 591,088 0.9 0.1 09-30-09
TIAA-CREF 349,519 5,300 1.5 102,069 0.8 0.0 09-30-09
Northern Trust Investments, N.A. 319,680 29,728 10.3 211,538 0.7 0.0 09-30-09
Balyasny Asset Management LP 314,200 214,200 214.2 1,086,574 0.7 0.1 09-30-09
Sterling Johnston Capital Management, L.P. 300,800 -76,600 -20.3 -297,674 0.7 0.2 09-30-09
California Public Employees' Retirement System 283,643 -16,800 -5.6 -17,398 0.6 0.0 09-30-09
Benchmark Capital Advisors, Inc. 250,790 -27,300 -9.8 -74,502 0.6 1.2 09-30-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 2/10/2010 9:11 AM Eastern Time