Equus Total Return Inc: Ownership

Ownership Information
Shares Outstanding 9.00 Mil
Institutional Ownership (%)1.96
Top 10 Institutions (%)2.80
Mutual Fund Ownership (%).00
5%/Insider Ownership (%)16.43
Float (%)83.57
Ownership Activity
Description# of HoldersShares
Total Positions 11176,503
New PositionsNA0
Soldout Positions90
Net Position Change-9-273,587
Buyers370,358
Sellers12-343,945
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
Rushmore Investment Advisors, Inc. 100,000 67,814 210.7 231,270 1.1 0.1 06-30-09
First Manhattan Company 17,840 0 0.0 -178 0.2 0.0 09-30-09
1st Source Corporation Investment Advisors, Inc. 14,543 -13,235 -47.6 -42,895 0.2 0.0 09-30-09
Banc of America Securities Merrill Lynch 14,540 0 0.0 -145 0.2 0.0 09-30-09
TFS Capital, L.L.C. 10,887 -4,300 -28.3 -13,998 0.1 0.0 09-30-09
RiverSource Investments, LLC 7,021 0 0.0 2,668 0.1 0.0 06-30-09
UBS Securities LLC 5,570 1,208 27.7 3,846 0.1 0.0 09-30-09
Legal & General Investment Management Ltd. (UK) 3,951 0 0.0 -40 0.0 0.0 09-30-09
Atlantic Trust Private Wealth Management 1,493 1,336 851.0 4,375 0.0 0.0 06-30-09
Wells Fargo Bank, N.A. 552 0 0.0 210 0.0 0.0 06-30-09
Wells Fargo Securities, LLC 106 -13 -10.9 3 0.0 0.0 06-30-09
RBC Capital Markets Wealth Management 0 -800 -100.0 -5,608 0.0 0.0 09-30-08
Punch & Associates Investment Management, Inc. 0 -149,239 -100.0 -425,331 0.0 0.0 06-30-09
Citi Investment Research (US) 0 -42,994 -100.0 -138,871 0.0 0.0 09-30-09
Gramercy Advisors, L.L.C. 0 -107,847 -100.0 -307,364 0.0 0.0 06-30-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 11/25/2009 12:51 AM Eastern Time