Ellsworth Fund Ltd: Ownership

Ownership Information
Shares Outstanding 13.00 Mil
Institutional Ownership (%)24.39
Top 10 Institutions (%)23.80
Mutual Fund Ownership (%)2.78
5%/Insider Ownership (%)1.16
Float (%)98.84
Ownership Activity
Description# of HoldersShares
Total Positions 203,171,279
New Positions60
Soldout Positions80
Net Position Change0-634,455
Buyers12592,487
Sellers12-1,226,942
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
Relative Value Partners, L.L.C. 1,370,724 -7,839 -0.6 875,349 10.3 3.3 09-30-09
Wells Fargo Securities, LLC 422,504 91,190 27.5 783,711 3.2 0.0 09-30-09
Morgan Stanley Smith Barney LLC 356,136 356,136 100.0 2,193,798 2.7 0.0 09-30-09
UBS Securities LLC 319,477 50,054 18.6 488,846 2.4 0.0 09-30-09
Claymore Advisors, LLC 255,871 9,671 3.9 224,527 1.9 0.0 09-30-09
Mutual of America Capital Management Corp. 150,000 0 0.0 58,500 1.1 0.0 12-31-09
Dalton Investments, L.L.C. 104,928 -5,395 -4.9 -72,663 0.8 1.1 12-31-08
Amcore Bank, N.A. 60,451 19,930 49.2 149,918 0.5 0.1 09-30-09
TFS Capital, L.L.C. 29,518 29,518 100.0 181,831 0.2 0.0 09-30-09
Karpus Investment Management 22,400 7,000 45.5 53,438 0.2 0.0 09-30-09
Lotsoff Capital Management 18,000 0 0.0 7,020 0.1 0.0 12-31-09
First Trust Portfolios L.P. 11,806 11,806 100.0 72,725 0.1 0.0 09-30-09
Capital Directions Investment Advisors, LLC 11,400 0 0.0 7,638 0.1 0.1 09-30-09
RBC Capital Markets Wealth Management 10,823 0 0.0 7,252 0.1 0.0 09-30-09
Gramercy Advisors, L.L.C. 6,100 6,100 100.0 37,576 0.0 0.0 09-30-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 2/10/2010 5:42 AM Eastern Time