Duff & Phelps Utility & Corporate Bond Trust Inc: Ownership
| Ownership Information |
| Shares Outstanding |
27.00 Mil | | Institutional Ownership (%) | 4.76 | | Top 10 Institutions (%) | 4.40 | | Mutual Fund Ownership (%) | .00 | | 5%/Insider Ownership (%) | .00 | | Float (%) | .00 |
| Ownership Activity |
| Description | # of Holders | Shares |
| Total Positions |
30 | 1,285,660 | | New Positions | 2 | 0 | | Soldout Positions | 17 | 0 | | Net Position Change | -15 | -932,253 | | Buyers | 10 | 52,494 | | Sellers | 25 | -984,747 |
| advertisement |
|
|
|---|
| Institution Name |
Shs Held |
Shs Chg |
%Chg |
$Chg* |
%Out |
%Port |
Rpt Date |
| Fiduciary Financial Services of the Southwest, Inc. |
413,258 |
-7,346 |
-1.7 |
126,742 |
1.5 |
3.1 |
09-30-09 |
| Morgan Stanley & Co. Inc. |
224,823 |
24,148 |
12.0 |
426,235 |
0.8 |
0.0 |
06-30-09 |
| Van Kampen Asset Management Inc. |
118,882 |
-8,469 |
-6.7 |
-15,029 |
0.4 |
0.0 |
06-30-09 |
| Morgan Stanley Investment Management Inc. (US) |
107,544 |
-270 |
-0.3 |
70,074 |
0.4 |
0.0 |
06-30-09 |
| Sit Investment Associates, Inc. |
86,628 |
-2,800 |
-3.1 |
11,447 |
0.3 |
0.0 |
09-30-09 |
| Cohen & Steers Capital Management, Inc. |
81,400 |
5,300 |
7.0 |
115,348 |
0.3 |
0.0 |
06-30-09 |
| UBS Securities LLC |
62,213 |
2,577 |
4.3 |
63,275 |
0.2 |
0.0 |
09-30-09 |
| Mid-Continent Capital, LLC |
51,000 |
3,000 |
6.3 |
62,520 |
0.2 |
0.1 |
09-30-09 |
| Banc of America Securities Merrill Lynch |
29,546 |
-1,574 |
-5.1 |
-3,524 |
0.1 |
0.0 |
09-30-09 |
| Columbia Management Advisors, LLC |
25,657 |
-2,693 |
-9.5 |
-18,974 |
0.1 |
0.0 |
09-30-09 |
| Wells Fargo Securities, LLC |
16,983 |
4,025 |
31.1 |
57,111 |
0.1 |
0.0 |
06-30-09 |
| Northeast Investment Management, Inc. |
14,000 |
0 |
0.0 |
9,520 |
0.1 |
0.0 |
06-30-09 |
| Williams, Jones & Associates, LLC |
12,000 |
12,000 |
100.0 |
144,000 |
0.0 |
0.0 |
06-30-09 |
| FAF Advisors, Inc. |
11,200 |
0 |
0.0 |
7,616 |
0.0 |
0.0 |
06-30-09 |
| Barrett Associates, Inc. |
5,000 |
0 |
0.0 |
3,400 |
0.0 |
0.0 |
06-30-09 |
- *Category Headings:
- Shs Held - shares held at report date
- Shs Chg - position change within reporting period
- %Chg - % change
- $Chg - market value of the position change
- %Out - % of shares outstanding
- %Port - % Portfolio
- Rpt Date - report date
Page generated 11/25/2009 4:01 AM Eastern Time