Diamond Hill Financial Trends Fund Inc: Ownership

Ownership Information
Shares Outstanding 4.00 Mil
Institutional Ownership (%)20.04
Top 10 Institutions (%)19.20
Mutual Fund Ownership (%)2.28
5%/Insider Ownership (%).00
Float (%).00
Ownership Activity
Description# of HoldersShares
Total Positions 15801,740
New Positions10
Soldout Positions80
Net Position Change-5-11,392
Buyers7278,186
Sellers12-289,578
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
Wells Fargo Securities, LLC 204,153 197,100 2,794.6 1,248,089 5.1 0.0 06-30-09
Goldman Sachs & Company, Inc. 123,042 25,502 26.1 329,617 3.1 0.0 06-30-09
Rivernorth Capital Management Inc. 107,508 22,200 26.0 298,306 2.7 0.4 09-30-09
Wolverine Asset Management, L.L.C. 98,080 6,347 6.9 199,412 2.5 0.1 06-30-09
Gramercy Advisors, L.L.C. 83,524 -33,790 -28.8 -88,248 2.1 0.3 09-30-09
Western Investment, LLC 41,987 -1,500 -3.4 66,262 1.1 0.2 06-30-09
TFS Capital, L.L.C. 39,736 5,837 17.2 95,407 1.0 0.0 09-30-09
Southport Capital, Inc. 25,400 -2,500 -9.0 21,917 0.6 0.2 09-30-09
RBC Capital Markets Wealth Management 24,780 1,900 8.3 51,725 0.6 0.0 06-30-09
Cutter & Co Brokerage, Inc. 19,300 19,300 100.0 121,011 0.5 0.1 06-30-09
Peak 6 Capital Management, LLC 15,700 0 0.0 27,318 0.4 0.0 06-30-09
First Allied Securities Inc. 15,050 0 0.0 26,188 0.4 0.0 06-30-09
Iwamoto, Kong & Co., Inc. 2,000 0 0.0 2,960 0.1 0.0 09-30-09
RiverSource Investments, LLC 1,200 0 0.0 2,088 0.0 0.0 06-30-09
Banc of America Securities Merrill Lynch 280 -500 -64.1 -2,721 0.0 0.0 09-30-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 11/24/2009 9:16 PM Eastern Time